Stephen Branstetter - 12 Nov 2021 Form 3 Insider Report for SMARTSHEET INC (SMAR)

Role
Chief Operating Officer
Signature
/s/ Paul Porrini as attorney-in-fact for Stephen Branstetter
Issuer symbol
SMAR
Transactions as of
12 Nov 2021
Net transactions value
$0
Form type
3
Filing time
17 Nov 2021, 19:39:34 UTC
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMAR Class A Common Stock 18,046 12 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 3,200 $1.38 Direct F1
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 10,500 $2.46 Direct F1
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 21,000 $3.73 Direct F1
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 15,500 $9.53 Direct F2
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 14,973 $40.79 Direct F3
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 28,689 $42.10 Direct F4
holding SMAR Stock Option (right to buy Class A Common Stock) 12 Nov 2021 Class A Common Stock 12,301 $62.56 Direct F5
holding SMAR Restricted Stock Units (RSU) (Class A) 12 Nov 2021 Class A Common Stock 6,115 Direct F6, F7
holding SMAR Restricted Stock Units (RSU) (Class A) 12 Nov 2021 Class A Common Stock 2,615 Direct F7, F8
holding SMAR Restricted Stock Units (RSU) (Class A) 12 Nov 2021 Class A Common Stock 13,943 Direct F7, F9
holding SMAR Restricted Stock Units (RSU) (Class A) 12 Nov 2021 Class A Common Stock 9,912 Direct F7, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested and exercisable.
F2 The option vested as to 25% of the total shares on February 1, 2019 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2022, subject to continued service through each vesting date.
F3 The option vested as to 25% of the total shares on February 15, 2020 and then 6.25% of the total shares vest quarterly thereafter, with 100% of the total shares vested and exercisable on February 15, 2023, subject to continued service through each vesting date.
F4 The option vested as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares vest quarterly thereafter, with 100% of the total shares vested and exercisable on February 15, 2024, subject to continued service through each vesting date.
F5 The option vests as to 25% of the total shares on February 15, 2022 and then 6.25% of the total shares vest quarterly thereafter, with 100% of the total shares vested and exercisable on February 15, 2025, subject to continued service through each vesting date.
F6 The RSUs vested as to 25% of the total shares on August 15, 2019 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
F7 Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F8 The RSUs vested as to 25% of the total shares on February 15, 2020 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
F9 The RSUs vested as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
F10 The RSUs vest as to 25% of the total shares on February 15, 2022 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney