John Yozamp - 23 Aug 2023 Form 4 Insider Report for Expion360 Inc. (XPON)

Role
Business Development Officer, 10%+ Owner
Signature
/s/ Gregory Aydelott, Attorney-In-Fact for John Yozamp
Issuer symbol
XPON
Transactions as of
23 Aug 2023
Net transactions value
$0
Form type
4
Filing time
28 Aug 2023, 09:09:47 UTC
Previous filing
28 Dec 2022
Next filing
17 Nov 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XPON Stock Option (Right to Buy) Award $0 +70,500 $0.000000 70,500 23 Aug 2023 Common Stock 70,500 $4.92 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of stock options ("Options") made to the Reporting Person under the Issuer's 2021 Incentive Award Plan. The Options vest and become exercisable in 12 equal quarterly installments through June 30, 2026, with the first installment vesting commencing on September 30, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Remarks:

Exhibit 24.1 - Power of Attorney