Stewart Wallach - 22 Aug 2025 Form 4 Insider Report for CAPSTONE COMPANIES, INC. (CAPC)

Role
Director
Signature
/s/ Stewart Wallach
Issuer symbol
CAPC
Transactions as of
22 Aug 2025
Transactions value $
$0
Form type
4
Filing time
22 Aug 2025, 12:00:50 UTC
Previous filing
10 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wallach Stewart Director 715 NW 1ST AVENUE, DELRAY BEACH /s/ Stewart Wallach 22 Aug 2025 0001377933

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CAPC Series B-1 Convertible Preferred Stock ("B-1 Stock") Gift -6K -1.43% 414K 22 Aug 2025 Common Stock Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 B-1 Stock converts to 66 shares of common stock for each share of B-1 stock. No conversion or exercise price. Conversion is upon demand. B-1 stock is gifted to 3 persons, 2000 shares per person.
F2 If all shares of B-1 Stock are converted by all of the grantees/holders, the total number of shares of Common Stock would be 399,960.