R. BRAD MARTIN - 30 Sep 2024 Form 4 Insider Report for Westrock Coffee Co (WEST)

Role
Director
Signature
/s/ BY: ROBERT P. MCKINNEY AS ATTORNEY-IN-FACT FOR R. BRAD MARTIN
Issuer symbol
WEST
Transactions as of
30 Sep 2024
Net transactions value
$0
Form type
4
Filing time
01 Oct 2024, 17:43:49 UTC
Previous filing
24 Sep 2024
Next filing
10 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WEST COMMON STOCK Award +3,102 +0.1% 2,980,729 30 Sep 2024 Direct F1
transaction WEST COMMON STOCK Award +577,467 577,467 30 Sep 2024 By Martin Family Foundation F1, F2
transaction WEST COMMON STOCK Award +4,066 +46% 12,822 30 Sep 2024 By son F1, F3
transaction WEST COMMON STOCK Award +4,066 +46% 12,822 30 Sep 2024 By son F1, F3
transaction WEST COMMON STOCK Award +4,066 +46% 12,822 30 Sep 2024 By son F1, F3
transaction WEST COMMON STOCK Award +4,066 +46% 12,821 30 Sep 2024 By spouse F1, F3
holding WEST COMMON STOCK 95,995 30 Sep 2024 By RBM Venture Company F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WEST Warrants Disposed to Issuer -10,699 -100% 0 30 Sep 2024 Common Stock 10,699 $11.50 Direct F1
transaction WEST Warrants Disposed to Issuer -1,991,266 -100% 0 30 Sep 2024 Common Stock 1,991,266 $11.50 By Martin Family Foundation F1
transaction WEST Warrants Disposed to Issuer -14,023 -100% 0 30 Sep 2024 Common Stock 14,023 $11.50 By son F1
transaction WEST Warrants Disposed to Issuer -14,023 -100% 0 30 Sep 2024 Common Stock 14,023 $11.50 By son F1
transaction WEST Warrants Disposed to Issuer -14,023 -100% 0 30 Sep 2024 Common Stock 14,023 $11.50 By son F1
transaction WEST Warrants Disposed to Issuer -14,023 -100% 0 30 Sep 2024 Common Stock 14,023 $11.50 By spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3.
F2 Represents 577,467 shares of Common Stock held by the Martin Family Foundation, over which Mr. Martin makes investment decisions.
F3 Mr. Martin disclaims beneficial ownership of 51,287 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4 Represents 95,995 shares of Common Stock owned by RBM Venture Company, of which Mr. Martin owns 100%.