Robert Schaefer - Mar 11, 2022 Form 3 Insider Report for STEM, INC. (STEM)

Role
President, AlsoEnergy
Signature
/s/ Saul R. Laureles, attorney-in-fact
Stock symbol
STEM
Transactions as of
Mar 11, 2022
Transactions value $
$0
Form type
3
Date filed
3/14/2022, 09:23 PM
Previous filing
Mar 15, 2022
Next filing
Feb 17, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STEM Common Stock, Par Value $0.0001 Per Share 728K Mar 11, 2022 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 538K Mar 11, 2022 By Trust F1
holding STEM Common Stock, Par Value $0.0001 Per Share 269K Mar 11, 2022 By 2021 N.R. Schaefer Legacy Trust F2
holding STEM Common Stock, Par Value $0.0001 Per Share 269K Mar 11, 2022 By 2021 K.B. Schaefer Legacy Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.
F2 Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
F3 Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.