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Signature
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/s/ Margaret Chow, by Power of Attorney for Huw Owen
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Stock symbol
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BASE
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Transactions as of
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Mar 6, 2024
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Transactions value $
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-$310,314
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Form type
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4
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Date filed
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3/8/2024, 05:56 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
BASE |
Common Stock |
Options Exercise |
$75.5K |
+10K |
+2.14% |
$7.55 |
478K |
Mar 6, 2024 |
Direct |
|
| transaction |
BASE |
Common Stock |
Options Exercise |
$26.9K |
+3.61K |
+0.75% |
$7.45 |
482K |
Mar 6, 2024 |
Direct |
|
| transaction |
BASE |
Common Stock |
Sale |
-$413K |
-13.6K |
-2.83% |
$30.33 |
468K |
Mar 6, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
BASE |
Stock Option |
Options Exercise |
$0 |
-10K |
-33.33% |
$0.00 |
20K |
Mar 6, 2024 |
Common Stock |
10K |
$7.55 |
Direct |
F3 |
| transaction |
BASE |
Stock Option |
Options Exercise |
$0 |
-3.61K |
-11.27% |
$0.00 |
28.4K |
Mar 6, 2024 |
Common Stock |
3.61K |
$7.45 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: