Jeremy Rishel - Jun 9, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Jun 9, 2025
Transactions value $
-$2,702,654
Form type
4
Date filed
9/19/2025, 08:49 PM
Previous filing
Apr 15, 2025
Next filing
Jun 18, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rishel Jeremy Chief Technology Officer C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 2025-09-19 0001934200

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Sale -$2.72M -98.7K -11.5% $27.50 760K Sep 18, 2025 Direct F1
transaction SOFI Common Stock Award $12.5K +1.03K +0.14% $12.10 761K Jun 9, 2025 Direct F2
holding SOFI Common Stock 761K Jun 9, 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 2, 2025.
F2 Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on June 9, 2025, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended June 8, 2025.
F3 The Reporting Person's Form 4 filed on June 18, 2024 inadvertently reported 271,571, instead of the correct 271,751, shares acquired and the Reporting Person's Form 4 filed on September 20, 2024 inadvertently reported 68,081, instead of the correct 68,061, shares disposed.