Douglas J. Herrington - 21 Nov 2024 Form 4 Insider Report for AMAZON COM INC (AMZN)

Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Douglas J. Herrington, CEO Worldwide Amazon Stores
Issuer symbol
AMZN
Transactions as of
21 Nov 2024
Net transactions value
-$1,221,989
Form type
4
Filing time
25 Nov 2024, 16:39:35 UTC
Previous filing
19 Nov 2024
Next filing
04 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +12,660 +2.4% $0.000000 531,571 21 Nov 2024 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +2,600 +0.49% $0.000000 534,171 21 Nov 2024 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $300,216 -1,511 -0.28% $198.69 532,660 21 Nov 2024 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale $177,857 -890 -0.17% $199.84 531,770 21 Nov 2024 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale $617,616 -3,077 -0.58% $200.72 528,693 21 Nov 2024 Direct F1, F4
transaction AMZN Common Stock, par value $.01 per share Sale $106,019 -526 -0.1% $201.56 528,167 21 Nov 2024 Direct F1, F5
transaction AMZN Common Stock, par value $.01 per share Sale $20,280 -100 -0.02% $202.80 528,067 21 Nov 2024 Direct F1
holding AMZN Common Stock, par value $.01 per share 6,582 21 Nov 2024 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -12,660 -20% $0.000000 51,700 21 Nov 2024 Common Stock, par value $.01 per share 12,660 $0.000000 Direct F6, F7
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -2,600 -4.2% $0.000000 59,860 21 Nov 2024 Common Stock, par value $.01 per share 2,600 $0.000000 Direct F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/06/2023.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $199.12 and the lowest price at which shares were sold was $198.26.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $200.17 and the lowest price at which shares were sold was $199.29.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $201.27 and the lowest price at which shares were sold was $200.29.
F5 Represents the weighted average sale price. The highest price at which shares were sold was $202.04 and the lowest price at which shares were sold was $201.33.
F6 Converts into Common Stock on a one-for-one basis.
F7 This award vests based upon the following vesting schedule: 3,980 shares on each of May 21, 2022, August 21, 2022, November 21, 2022, and February 21, 2023; 4,900 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 4,920 shares on February 21, 2024; 12,640 shares on May 21, 2024; 12,660 shares on each of August 21, 2024, November 21, 2024, and February 21, 2025; and 9,760 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026.
F8 This award vests based upon the following vesting schedule: 2,600 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,520 shares on May 21, 2025; 3,500 shares on each of August 21, 2025, November 21, 2025, and February 21, 2026; 2,860 shares on May 21, 2026; 2,840 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,980 shares on May 21, 2027; and 7,960 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.