| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Sale | -$918K | -12.3K | -0.79% | $74.89 | 1.55M | Apr 3, 2025 | by Trust | F1, F2 |
| transaction | SCHW | Common Stock | Sale | -$161K | -2.15K | -0.14% | $75.20 | 1.55M | Apr 3, 2025 | by Trust | F1, F3 |
| transaction | SCHW | Common Stock | Sale | -$625K | -8.35K | -1.62% | $74.90 | 507K | Apr 3, 2025 | by Spouse as Trustee | F1, F4 |
| transaction | SCHW | Common Stock | Sale | -$94K | -1.25K | -0.25% | $75.22 | 506K | Apr 3, 2025 | by Spouse as Trustee | F1, F5 |
| holding | SCHW | Common Stock | 8.16K | Apr 3, 2025 | Direct | ||||||
| holding | SCHW | Common Stock | 2.8K | Apr 3, 2025 | by LLC |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024. |
| F2 | This transaction was executed in multiple trades at prices ranging from $74.145 to 75.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $75.15 to $75.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $74.145 to $75.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $75.15 to $75.265. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |