Carolyn Schwab-Pomerantz - Jun 5, 2025 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Jeffrey E. Salvesen, Attorney-in-Fact
Stock symbol
SCHW
Transactions as of
Jun 5, 2025
Transactions value $
-$2,093,956
Form type
4
Date filed
6/6/2025, 04:16 PM
Previous filing
May 29, 2025
Next filing
Jul 7, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schwab-Pomerantz Carolyn Director 3000 SCHWAB WAY, WESTLAKE /s/ Jeffrey E. Salvesen, Attorney-in-Fact 2025-06-06 0001950787

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Sale -$1.26M -14.4K -0.95% $87.25 1.51M Jun 5, 2025 by Trust F1, F2
transaction SCHW Common Stock Sale -$838K -9.6K -1.96% $87.25 479K Jun 5, 2025 by Spouse as Trustee F1, F2
holding SCHW Common Stock 9.62K Jun 5, 2025 Direct
holding SCHW Common Stock 2.8K Jun 5, 2025 by LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $87.00 to 87.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.