Christopher Hilberg - 02 Feb 2023 Form 3 Insider Report for SkyWater Technology, Inc (SKYT)

Role
Chief Legal Officer
Signature
/s/ Steve Manko, Attorney-in-Fact
Issuer symbol
SKYT
Transactions as of
02 Feb 2023
Transactions value $
$0
Form type
3
Filing time
10 Feb 2023, 17:07:26 UTC
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SKYT Common Stock 15,118 02 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SKYT Options to Acquire Common Stock 02 Feb 2023 Common Stock 4,644 $18.64 Direct F2
holding SKYT Options to Acquire Common Stock 02 Feb 2023 Common Stock 9,869 $11.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,637 Restricted Stock Units (RSUs) that are unvested. Contingent on the reporting person's continuation in service on each applicable vesting date, 711 RSUs will vest on 12/8/2023, 711 RSUs will vest on 12/8/2024, 1,571 RSUs will vest on 2/25/2023, 1,572 RSUs will vest on 2/25/2024, 1,572 RSUs will vest on 2/25/2025, 2,833 RSUs will vest on 12/7/2023, 2,833 RSUs will vest on 12/7/2024, and 2,834 RSUs will vest on 12/7/2025.
F2 Contingent on the reporting person's continuation in service on each applicable vesting date, 1,161 options will vest on 12/8/2023, 1,161 options will vest on 12/8/2024, and 1,161 options will vest on 12/8/2025.
F3 Contingent on the reporting person's continuation in service on each applicable vesting date, 2,467 options will vest on 2/25/2023, 2,467 options will vest on 2/25/2024, 2,467 options will vest on 2/25/2025, and 2,468 options will vest on 2/25/2026.

Remarks:

Exhibit 24 - Power of Attorney