-
Signature
-
/s/ Natalie Wilmore, Attorney-in-Fact
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Issuer symbol
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PGY
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Transactions as of
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12 Sep 2025
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Net transactions value
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-$571,449
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Form type
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4
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Filing time
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16 Sep 2025, 18:25:48 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Rosen Tami |
Chief Development Officer, Director |
C/O PAGAYA TECHNOLOGIES LTD., 335 MADISON AVENUE, 16TH FLOOR, NEW YORK |
/s/ Natalie Wilmore, Attorney-in-Fact |
16 Sep 2025 |
0001970282 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PGY |
Class A Ordinary Share |
Options Exercise |
$0 |
+15,625 |
+44% |
$0.000000 |
51,244 |
12 Sep 2025 |
Direct |
|
| transaction |
PGY |
Class A Ordinary Share |
Sale |
$326,463 |
-8,037 |
-16% |
$40.62 |
43,207 |
15 Sep 2025 |
Direct |
F1 |
| transaction |
PGY |
Class A Ordinary Share |
Options Exercise |
$62,296 |
+5,833 |
+14% |
$10.68 |
49,040 |
15 Sep 2025 |
Direct |
|
| transaction |
PGY |
Class A Ordinary Share |
Sale |
$244,986 |
-5,833 |
-12% |
$42.00 |
43,207 |
15 Sep 2025 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PGY |
Restricted Stock Unit |
Options Exercise |
$0 |
-15,625 |
-14% |
$0.000000 |
93,750 |
12 Sep 2025 |
Class A Ordinary Share |
15,625 |
$0.000000 |
Direct |
F3 |
| transaction |
PGY |
Incentive Stock Option (right to buy) |
Options Exercise |
$62,296 |
-5,833 |
-2.5% |
$10.68 |
231,630 |
15 Sep 2025 |
Class A Ordinary Share |
5,833 |
$10.68 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: