William R. Carey - Apr 10, 2023 Form 3 Insider Report for Couchbase, Inc. (BASE)

Role
Chief Accounting Officer
Signature
/s/ Margaret Chow, by Power of Attorney for William R. Carey
Stock symbol
BASE
Transactions as of
Apr 10, 2023
Transactions value $
$0
Form type
3
Date filed
4/18/2023, 07:45 PM
Next filing
Jun 21, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BASE Common Stock 46K Apr 10, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BASE Stock Option Apr 10, 2023 Common Stock 3K $21.40 Direct F3
holding BASE Stock Option Apr 10, 2023 Common Stock 22.1K $7.55 Direct F4
holding BASE Stock Option Apr 10, 2023 Common Stock 6K $9.95 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,947 shares of common stock, 22,097 restricted stock units ("RSUs") and 14,000 performance-based restricted stock units ("PSUs"). 11,177 RSUs will vest at 6.25% quarterly beginning June 15, 2022. 10,920 RSUs will vest at 6.25% quarterly beginning June 15, 2023. Quarterly vesting dates will fall on the first trading day on or after March 15th, June 15th, September 15th and December 15th. The PSUs will be eligible to vest in accordance with achieving certain performance milestones.
F2 Includes 1,000 shares acquired under the 2021 Employee Stock Purchase Plan ("ESPP") on March 21, 2022, and 1,000 shares acquired under the ESPP on March 20, 2023.
F3 One fourth (1/4th) of the shares subject to the option vested on February 1, 2022 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
F4 One fourth (1/4th) of the shares subject to the option vested on July 22, 2020 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
F5 One fourth (1/4th) of the shares subject to the option vested on August 1, 2021 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.

Remarks:

Exhibit 24 - Power of Attorney