Xiaotong Zhu - 01 Apr 2023 Form 3 Insider Report for Tesla, Inc. (TSLA)

Role: SVP, Automotive
Signature: By: Aaron Beckman, Power of Attorney For: Xiaotong Zhu
Issuer symbol: TSLA
Transactions as of: 01 Apr 2023
Net transactions value: $0
Form type: 3
Filing time: 11 Apr 2023, 20:35:56 UTC
Next filing: 23 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TSLA	Common Stock						66,098	01 Apr 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TSLA	Non-Qualified Stock Option (right to buy)							01 Apr 2023	Common Stock	486,045	$18.22	Direct	F1
holding	TSLA	Non-Qualified Stock Option (right to buy)							01 Apr 2023	Common Stock	155,100	$18.44	Direct	F2
holding	TSLA	Non-Qualified Stock Option (right to buy)							01 Apr 2023	Common Stock	295,650	$20.57	Direct	F3
holding	TSLA	Non-Qualified Stock Option (right to buy)							01 Apr 2023	Common Stock	616,377	$143.61	Direct	F4
holding	TSLA	Non-Qualified Stock Option (right to buy)							01 Apr 2023	Common Stock	373,760	$17.22	Direct	F5
holding	TSLA	Restricted Stock Unit							01 Apr 2023	Common Stock	15,798	$0.000000	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a single option award grant with respect to 486,045 total shares initially. 1/4th of the total shares subject to the option became vested and exercisable on December 11, 2019, and 1/4th of the shares subject to the option became vested and exercisable on April 20, 2020, November 17, 2020, and August 19, 2022.
F2	Represents a single option award grant with respect to 155,100 total shares initially. 1/60th of the total shares subject to the option became vested and exercisable on November 1, 2018, and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.
F3	Represents option awards granted with respect to 375,000 total shares initially, which vest as follows: (a) with respect to 150,000 shares subject to the options, 1/48th of such shares became vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreements, and 1/48th of the shares become vested and exercisable on each monthly anniversary thereafter, and (b) with respect to 225,000 shares subject to the options, 1/60th of such shares became vested and exercisable on August 20, 2018, and 1/60th of the shares become vested and exercisable each month thereafter.
F4	Represents a single option award grant with respect to 616,377 total shares initially. 1/48th of the total shares subject to the option became vested and exercisable on December 5, 2020, and 1/48th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.
F5	Represents a single option award grant with respect to 473,760 total shares initially. 1/60th of the total shares subject to the option became vested and exercisable on July 24, 2019, and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.
F6	1/20th of the total 52,650 restricted stock units initially subject to this award vested on December 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2024.