Wei Li - 01 Jun 2023 Form 3 Insider Report for TRUPANION, INC. (TRUP)

Role
Interim CFO
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Wei Li
Issuer symbol
TRUP
Transactions as of
01 Jun 2023
Net transactions value
$0
Form type
3
Filing time
08 Jun 2023, 17:12:53 UTC
Next filing
16 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TRUP Common Stock 4,432 01 Jun 2023 Direct
holding TRUP Common Stock 2,200 01 Jun 2023 Yan Ding F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TRUP Restricted Stock Unit (RSU) 01 Jun 2023 Common Stock 25 Direct F2, F3
holding TRUP Restricted Stock Unit (RSU) 01 Jun 2023 Common Stock 242 Direct F2, F4
holding TRUP Restricted Stock Unit (RSU) 01 Jun 2023 Common Stock 2,152 Direct F2, F5
holding TRUP Restricted Stock Unit (RSU) 01 Jun 2023 Common Stock 58 Direct F2, F6
holding TRUP Restricted Stock Unit (RSU) 01 Jun 2023 Common Stock 2,145 Direct F2, F7
holding TRUP Restricted Stock Unit (RSU) 01 Jun 2023 Common Stock 90 Direct F2, F8
holding TRUP Restricted Stock Unit (RSU) 01 Jun 2023 Common Stock 494 Direct F2, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ms. Ding is the reporting person's spouse.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 On November 12, 2023, the reporting person was granted 198 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on November 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F4 On April 3, 2020, the reporting person was granted 1,289 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F5 On February 22, 2021, the reporting person was granted 4,919 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F6 On May 10, 2021, the reporting person was granted 117 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on May 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F7 On February 28, 2022, the reporting person was granted 3,121 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F8 On August 12, 2022, the reporting person was granted 90 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F9 On May 15, 2023, the reporting person was granted 494 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.