| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Mohan Jitendra | Chief Executive Officer, Director | C/O ASTERA LABS, INC., 2345 NORTH FIRST STREET, SAN JOSE | /s/ Philip Mazzara, Attorney-in-Fact | 03 Dec 2025 | 0001998053 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALAB | Common Stock | Gift | $0 | -559K | -26.88% | $0.00 | 1.52M | 01 Dec 2025 | Direct | F1 |
| transaction | ALAB | Common Stock | Gift | $0 | +559K | +13.54% | $0.00 | 4.69M | 01 Dec 2025 | By Living Trust | F1, F2 |
| holding | ALAB | Common Stock | 700K | 01 Dec 2025 | By Trust | F3 | |||||
| holding | ALAB | Common Stock | 700K | 01 Dec 2025 | By 2021 Trust 1 | F4 | |||||
| holding | ALAB | Common Stock | 700K | 01 Dec 2025 | By 2021 Trust 2 | F5 | |||||
| holding | ALAB | Common Stock | 450K | 01 Dec 2025 | By 2022 Trust 1 | F6 | |||||
| holding | ALAB | Common Stock | 450K | 01 Dec 2025 | By 2022 Trust 2 | F7 |
| Id | Content |
|---|---|
| F1 | On December 1, 2025, the Reporting Person transferred 559,230 shares of Common Stock to a living trust (the "Living Trust") for no consideration. |
| F2 | These shares are owned directly by the Living Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F3 | These shares are owned directly by an estate planning trust (the "Trust"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F4 | These shares are owned directly by an estate planning trust (the "2021 Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F5 | These shares are owned directly by an estate planning trust (the "2021 Trust 2"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F6 | These shares are owned directly by an estate planning trust (the "2022 Trust 1"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F7 | These shares are owned directly by an estate planning trust (the "2022 Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |