Christopher E. Hafner - Dec 31, 2024 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
Sr. VP/Chief Financial Officer
Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner
Stock symbol
HWBK
Transactions as of
Dec 31, 2024
Transactions value $
$0
Form type
5
Date filed
2/14/2025, 04:25 PM
Previous filing
Dec 12, 2023
Next filing
Feb 24, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 629 Dec 31, 2024 Profit Sharing Trust F1
holding HWBK Common Stock 2K Dec 31, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
F2 Consists of (a) 667 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 667 units on December 8, 2025; and 666 units on December 8, 2026.