Arun Pinto - 15 Sep 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Risk Officer
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
15 Sep 2025
Transactions value $
-$154,998
Form type
4
Filing time
17 Sep 2025, 18:06:28 UTC
Previous filing
18 Aug 2025
Next filing
18 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Pinto Arun Chief Risk Officer C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 17 Sep 2025 0002012135

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +11,434 +7.2% 170,691 15 Sep 2025 Direct F1
transaction SOFI Common Stock Tax liability -$154,997 -5,743 -3.4% $26.99 164,948 16 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -11,434 -6.7% $0 160,078 15 Sep 2025 Common Stock 11,434 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.