Charlie Arestia - 12 Nov 2024 Form 4 Insider Report for CION Investment Corp (CION)

Role: Managing Director & Head of Investor Relations
Signature: /s/ Charlie Arestia
Issuer symbol: CION
Transactions as of: 12 Nov 2024
Transactions value $: $8,543
Form type: 4
Filing time: 13 Nov 2024, 11:47:13 UTC
Previous filing: 14 Aug 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CION	Common stock, $0.001 par value	Purchase	$8,542	+750	+162%	$11.39	1,213	12 Nov 2024	By 401(k) Plan	F1, F2, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the aggregate of purchases effected on the same trading day at different prices.
F2	Represents the weighted average purchase price per share. The shares were purchased at prices of $11.38 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3	Includes 13.43 shares acquired under the Issuer's distribution reinvestment plan.
F4	Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended.

Remarks:

Managing Director & Head of Investor Relations