Jonathan S. Beatty - Aug 27, 2025 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
MD, Head of Advisor Services
Signature
/s/ P. Blake Allen, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Aug 27, 2025
Transactions value $
-$630,094
Form type
4
Date filed
8/29/2025, 06:24 PM
Previous filing
Jul 2, 2025
Next filing
Nov 14, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Beatty Jonathan S MD, Head of Advisor Services 3000 SCHWAB WAY, WESTLAKE /s/ P. Blake Allen, Attorney-in-fact 2025-08-29 0002028977

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Sale -$320K -3.3K -21.66% $97.18 11.9K Aug 27, 2025 by Trust
transaction SCHW Common Stock Options Exercise $285K +6.14K +16.52% $46.39 43.3K Aug 28, 2025 Direct F1
transaction SCHW Common Stock Sale -$595K -6.14K -34.01% $96.81 11.9K Aug 28, 2025 by Trust F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -6.14K -46.49% $0.00 7.07K Aug 28, 2025 Common Stock 6.14K $46.39 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reflects the contribution of 6,144 shares received upon exercise of the option to a trust.
F2 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024.
F3 This transaction was executed in multiple trades at prices ranging from $96.55 to $97.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.