Kelli Keough - 15 Sep 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
15 Sep 2025
Net transactions value
-$1,656,153
Form type
4
Filing time
17 Sep 2025, 18:05:41 UTC
Previous filing
21 Aug 2025
Next filing
19 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Keough Kelli EVP, GBUL, SIPS 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 17 Sep 2025 0002032458

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +82,643 +35% 317,265 15 Sep 2025 Direct F1
transaction SOFI Common Stock Options Exercise +26,477 +8.3% 343,742 15 Sep 2025 Direct F1
transaction SOFI Common Stock Options Exercise +13,068 +3.8% 356,810 15 Sep 2025 Direct F1
transaction SOFI Common Stock Tax liability $1,656,153 -61,364 -17% $26.99 295,446 16 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82,643 -14% $0.000000 495,858 15 Sep 2025 Common Stock 82,643 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26,477 -9.1% $0.000000 264,767 15 Sep 2025 Common Stock 26,477 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -13,068 -6.7% $0.000000 182,947 15 Sep 2025 Common Stock 13,068 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.