Kelli Keough - Sep 15, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Sep 15, 2025
Transactions value $
-$1,656,153
Form type
4
Date filed
9/17/2025, 06:05 PM
Previous filing
Aug 21, 2025
Next filing
Sep 19, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Keough Kelli EVP, GBUL, SIPS 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 2025-09-17 0002032458

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +82.6K +35.22% 317K Sep 15, 2025 Direct F1
transaction SOFI Common Stock Options Exercise +26.5K +8.35% 344K Sep 15, 2025 Direct F1
transaction SOFI Common Stock Options Exercise +13.1K +3.8% 357K Sep 15, 2025 Direct F1
transaction SOFI Common Stock Tax liability -$1.66M -61.4K -17.2% $26.99 295K Sep 16, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82.6K -14.29% $0.00 496K Sep 15, 2025 Common Stock 82.6K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26.5K -9.09% $0.00 265K Sep 15, 2025 Common Stock 26.5K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -13.1K -6.67% $0.00 183K Sep 15, 2025 Common Stock 13.1K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.