Nicholas Baes - Apr 11, 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Operating Officer
Signature
/s/ Paul Simmons Attorney-in-Fact for Nicholas Baes
Stock symbol
BKKT
Transactions as of
Apr 11, 2025
Transactions value $
$0
Form type
4
Date filed
4/15/2025, 07:17 PM
Previous filing
Apr 10, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +34.2K +45.86% $0.00 109K Apr 11, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.
F2 Includes 105,789 shares of Class A Common Stock subject to RSUs that remain subject to vesting.