Alex S. Golten - Jan 1, 2025 Form 3 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Signature
/s/ Jamie A. Greenberg, Attorney-in-fact
Stock symbol
GS
Transactions as of
Jan 1, 2025
Transactions value $
$0
Form type
3
Date filed
1/3/2025, 03:06 PM
Next filing
Jan 21, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GS Common Stock, par value $0.01 per share 6.41K Jan 1, 2025 Direct F1
holding GS Common Stock, par value $0.01 per share 978 Jan 1, 2025 See footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GS Restricted Stock Units Jan 1, 2025 Common Stock, par value $0.01 per share 9.95K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares cannot be sold or transferred before dates ranging from January 2025 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement.
F2 Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F3 These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2022 to January 2024. These RSUs are fully vested and a portion will generally convert into shares of the Issuer's common stock on dates ranging from January 2025 to January 2027. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before dates ranging from January 2026 to January 2028.