Tariq Imam - Feb 3, 2025 Form 3 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
SVP, Bus Dev, General Counsel
Signature
Tariq Imam
Stock symbol
LSTA
Transactions as of
Feb 3, 2025
Transactions value $
$0
Form type
3
Date filed
2/5/2025, 04:02 PM
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LSTA Common Stock 24.6K Feb 3, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 14 $53.10 Direct
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 96 $56.85 Direct
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 168 $74.25 Direct
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 480 $49.20 Direct
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 466 $23.85 Direct
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 1.47K $13.76 Direct
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 3K $3.00 Direct F2
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 4K $3.08 Direct F3
holding LSTA Stock Option (Right to Buy) Feb 3, 2025 Common Stock 5K $3.80 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 1, 375 restricted stock awards granted on January 9, 2023 and vesting in four equal annual installments beginning on the grant date, (ii) 4,000 restricted stock awards granted on January 9, 2024 and vesting in four equal annual installments beginning on the grant date, and (iii) 6,750 restricted stock awards granted on January 9, 2025 and vesting in four equal annual installments beginning on the grant date.
F2 This option was granted on January 9, 2023 and vests in four equal annual installments beginning on the grant date.
F3 This option was granted on January 9, 2024 and vests in four equal annual installments beginning on the grant date.
F4 This option was granted on January 9, 2025 and vests in four equal annual installments beginning on the grant date.

Remarks:

Senior Vice President, Business Development & General Counsel Exhibit 24.1 - Power of Attorney