Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Tannenbaum Michael Benjamin | Chief Executive Officer, Director | C/O FIGURE TECHNOLOGY SOLUTIONS, INC., 100 WEST LIBERTY STREET, SUITE 600, RENO | /s/ Ronald Chillemi, Attorney-in-Fact | 2025-09-16 | 0002079716 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FIGR | Class A Common Stock | Conversion of derivative security | +8.26K | +0.16% | 5.13M | Sep 12, 2025 | Direct | F1 | ||
transaction | FIGR | Class A Common Stock | Tax liability | -$18.4M | -737K | -14.37% | $25.00 | 4.39M | Sep 12, 2025 | Direct | F2 |
transaction | FIGR | Class A Common Stock | Sale | -$7.43M | -297K | -6.77% | $25.00 | 4.09M | Sep 12, 2025 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FIGR | Stock Option | Award | $0 | +530K | $0.00 | 530K | Jul 31, 2025 | Class A Common Stock | 530K | $10.51 | Direct | F3, F4 | |
transaction | FIGR | Series C-1 Preferred Stock | Conversion of derivative security | -8.26K | -100% | 0 | Sep 12, 2025 | Class A Common Stock | 8.26K | Direct | F1 |
Id | Content |
---|---|
F1 | Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. |
F2 | Represents shares withheld to satisfy tax obligations in connection with vesting of the Reporting Person's restricted stock units. Not a market sale. |
F3 | This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a). |
F4 | The option vested with respect to one quarter of the underlying shares on April 23, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter. |