Signature
/s/ Ronald Chillemi, Attorney-in-Fact
Stock symbol
FIGR
Transactions as of
Jul 31, 2025
Transactions value $
-$25,849,025
Form type
4
Date filed
9/16/2025, 07:13 PM
Next filing
Sep 10, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Tannenbaum Michael Benjamin Chief Executive Officer, Director C/O FIGURE TECHNOLOGY SOLUTIONS, INC., 100 WEST LIBERTY STREET, SUITE 600, RENO /s/ Ronald Chillemi, Attorney-in-Fact 2025-09-16 0002079716

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIGR Class A Common Stock Conversion of derivative security +8.26K +0.16% 5.13M Sep 12, 2025 Direct F1
transaction FIGR Class A Common Stock Tax liability -$18.4M -737K -14.37% $25.00 4.39M Sep 12, 2025 Direct F2
transaction FIGR Class A Common Stock Sale -$7.43M -297K -6.77% $25.00 4.09M Sep 12, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIGR Stock Option Award $0 +530K $0.00 530K Jul 31, 2025 Class A Common Stock 530K $10.51 Direct F3, F4
transaction FIGR Series C-1 Preferred Stock Conversion of derivative security -8.26K -100% 0 Sep 12, 2025 Class A Common Stock 8.26K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock.
F2 Represents shares withheld to satisfy tax obligations in connection with vesting of the Reporting Person's restricted stock units. Not a market sale.
F3 This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).
F4 The option vested with respect to one quarter of the underlying shares on April 23, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter.