Josh Simon - Sep 1, 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Signature
/s/ Tracy Daw, as Attorney-in-Fact for Josh Simon
Stock symbol
FNKO
Transactions as of
Sep 1, 2025
Transactions value $
$0
Form type
4
Date filed
9/3/2025, 07:11 PM

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Simon Josh Chief Executive Officer, Director C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT /s/ Tracy Daw, as Attorney-in-Fact for Josh Simon 2025-09-03 0002084455

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Award $0 +1M $0.00 1M Sep 1, 2025 CLASS A COMMON STOCK 1M Direct F1, F2
transaction FNKO Restricted Stock Units Award $0 +750K $0.00 750K Sep 1, 2025 CLASS A COMMON STOCK 750K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The grant of 1,000,000 RSUs will vest in four equal installments on each of the first through fourth anniversaries of September 1, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, provided that the RSUs will vest in full upon a change in control).
F3 The grant of 750,000 RSUs will vest on the following terms: (A) 1/3 of the RSUs will vest in three equal annual installments on each of the first three anniversaries of September 1, 2025, (B) 1/3 of the RSUs will vest based on the achievement of a stock price hurdle equal to or greater than $8.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the date of such change in control, and (C) the remaining 1/3 of the RSUs will vest based on the achievement of a stock price hurdle equal to or greater than $20.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the date of such
F4 (continued from Footnote 3) change in control, which stock price hurdles must be achieved prior to the seventh anniversary of September 1, 2025, and in each case subject to Reporting Person's continued service through the applicable vesting dates.