| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GALVIN RICHARD WILLIAM | Director | C/O BAKKT HOLDINGS, INC., 1 LIBERTY ST FL 3 STE 305-306, NEW YORK | /s/ Paul Simmons Attorney-in-Fact for Richard Galvin | 2025-12-05 | 0002099500 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | BKKT | Class A Common Stock | 6.65K | 08 Nov 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date. |