| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| TD SECURITIES (USA) LLC | 6.2% | 3,025,338 | 3,025,338 | 0 | Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer | |
| TORONTO DOMINION HOLDINGS USA INC | 0% | 0 | 0 | 0 | Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer | |
| TD GROUP US HOLDINGS LLC | 0% | 0 | 0 | 0 | Alexander Dodd | Alexander Dodd / Interim US Chief Financial Officer | |
| TORONTO DOMINION BANK | 0% | 0 | 0 | 0 | Christina Petrou | Christina Petrou / Executive Vice President & Chief Operating Officer |