Sit Investment Associates Inc - Sep 18, 2025 SCHEDULE 13D/A Report for First Trust Mortgage Income Fund Common Stock (FMY)

Filing Manager
SIT INVESTMENT ASSOCIATES INC
Reporting Manager
Sit Investment Associates, Inc.
Security
First Trust Mortgage Income Fund Common Stock
Symbol
FMY
Shares outstanding
4.21M shares
Disclosed Ownership
2.17M shares
Ownership
51.5%
Form type
SCHEDULE 13D/A
Date filed
9/22/2025, 03:34 PM
Date of event
Sep 18, 2025
Previous filing
Aug 19, 2025
Next filing
Sep 22, 2025
SEC
View on sec.gov

Reporting Managers (2)

Name Ownership Shares Owned sole voting power shared voting power Signature Title CIK
Sit Investment Associates, Inc. 51.5% 2.17M 0 2.17M /s/ Roger J. Sit Roger J. Sit, Chairman & CEO 0000769317
Sit Fixed Income Advisors II, LLC 51.5% 2.17M 0 2.17M /s/ Roger J. Sit Roger J. Sit, Chairman & CEO 0001053046