| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| TD SECURITIES (USA) LLC | 2.4% | 30K | 30K | 0 | Christina Petrou | Vice President & Chief Operating Officer | |
| Cowen Financial Products LLC | 3% | 50K | 50K | 0 | John Holmes | Chief Operating Officer | |
| TD GROUP US HOLDINGS LLC | 0% | 0 | 0 | 0 | Ryan A. Barry | Head of Finance and Accounting | |
| TORONTO DOMINION BANK | 0% | 0 | 0 | 0 | Christina Petrou | Vice President & Chief Operating Officer | |
| TORONTO DOMINION HOLDINGS USA INC | 0% | 0 | 0 | 0 | Christina Petrou | Vice President & Chief Operating Officer |