| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| COWEN AND COMPANY, LLC | 0% | 0 | 0 | 0 | John Holmes | Vice President and Managing Director | |
| Cowen Financial Products LLC | 4.4% | 500K | 500K | 0 | John Holmes | Chief Operating Officer | |
| TD SECURITIES (USA) LLC | 0.9% | 101K | 101K | 0 | Christina Petrou | Vice President & Chief Operating Officer | |
| TORONTO DOMINION HOLDINGS USA INC | 0% | 0 | 0 | 0 | Christina Petrou | Vice President & Chief Operating Officer | |
| TD GROUP US HOLDINGS LLC | 0% | 0 | 0 | 0 | Romina McMahon | Deputy Controller | |
| TORONTO DOMINION BANK | 0% | 0 | 0 | 0 | Christina Petrou | Vice President & Chief Operating Officer |