| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| ABG Management Ltd. | 11.8% | 6.06M | 0 | 6.06M | By: /s/ Fan Yu | Fan Yu, Director | |
| Ally Bridge Group (NY) LLC | 11.8% | 6.06M | 0 | 6.06M | By: ABG Management Ltd., its managing member, By: /s/ Fan Yu | Fan Yu, Director | |
| Ally Bridge MedAlpha Master Fund L.P. | 11.8% | 6.06M | 0 | 6.06M | By: Ally Bridge Group (NY) LLC, its manager, By: ABG Management Ltd., its managing member, By: /s/ Fan Yu | Fan Yu, Director | |
| Fan Yu | 11.8% | 6.06M | 0 | 6.06M | /s/ Fan Yu | Fan Yu |