LPL Financial Holdings Inc.

Ownership Transactions Reported by 28 Insiders

Symbol
LPLA on Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
Location
4707 Executive Drive, San Diego, CA

Insiders trading volume in the past year

LPL Financial Holdings Inc. executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
James S. Putnam Director $49.5M Aug 29, 2025
Dan H. Arnold President & CEO, Director $39.5M Jun 14, 2024
Richard P. Schifter Director $16M Aug 29, 2025
Anne M. Mulcahy Director $11.6M May 23, 2025
Richard Steinmeier Chief Executive Officer $11.5M -$1.31M -10.2% Feb 25, 2025
George Burton White Managing Director $11.2M Feb 25, 2022
William Francis Glavin Jr Director $9.45M Aug 29, 2025
Paulett Eberhart Director $6.17M Aug 29, 2025
Matthew J. Audette President and CFO $5.95M -$12.2M -67.1% Feb 25, 2025
Greg Gates Group Managing Director $5.84M -$3.01M -34% Nov 5, 2025
Sallie R. Larsen Managing Director $5.71M Nov 10, 2023
Edward C. Bernard Director $5.5M Aug 29, 2025
Scott Seese Managing Director $5.48M Jun 14, 2021
Michelle Oroschakoff Managing Director $5.4M Feb 25, 2023
Corey E. Thomas Director $5.01M Aug 29, 2025
Matthew Enyedi Managing Director $4.97M -$1.9M -27.7% Feb 25, 2025
Dayton Semerjian Managing Director $4.33M Feb 25, 2023
Allison Mnookin Director $4M Aug 29, 2025
Edward Fandrey Managing Director $3.46M Feb 25, 2022
Kabir Sethi Managing Director $2.74M Feb 25, 2024
Althea Brown Managing Director $2.42M Feb 25, 2025
Aneri Jambusaria Group Managing Director $2.17M -$186K -7.87% Sep 2, 2025
Marc Eliot Cohen Group Managing Director $1.54M -$402K -20.8% Jun 12, 2025
Brent Simonich Principal Accounting Officer $1.53M Feb 25, 2023
Albert J. Ko Director $819K May 23, 2025
Katharine Reeping Principal Accounting Officer $670K Sep 9, 2025
Sara Dadyar Managing Director $657K Feb 25, 2025
Emily Field Group Managing Director $296K Sep 5, 2025

Recent Insider Transactions by Companies or Individuals for LPL Financial Holdings Inc.

Insider Symbol Class Transaction % Value $ * Price $ Shares Shares Owned Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.