Raymond James & Associates - Significant Ownership

Signature - Title
Rachel Jacobson - Manager, Operations
Location
St Petersburg, FL
Summary
This page shows a list of all the recent SCHEDULE 13D/G filings made by Raymond James & Associates.

Significant Ownership of Raymond James & Associates

Sym Company Class Ownership Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
PPIH Perma-Pipe International Holdings, Inc. Common Stock 7.6% $14.3M 612K RAYMOND JAMES & ASSOCIATES Mar 31, 2025
DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Preferred Stock 5.6% $24.7M 1.14M RAYMOND JAMES & ASSOCIATES Sep 30, 2025
RGT ROYCE GLOBAL TRUST, INC. Common Stock 5.4% $4.36M -$2.5M 337K -36.4% RAYMOND JAMES & ASSOCIATES Sep 30, 2025
HFRO HIGHLAND OPPORTUNITIES & INCOME FUND Common Shares 5.1% $17.7M 3.69M RAYMOND JAMES & ASSOCIATES Sep 30, 2024
SPPP SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST Units of Beneficial Interest 5.1% $6.86M 506K RAYMOND JAMES & ASSOCIATES Sep 30, 2025
IAE Voya Asia Pacific High Dividend Equity Income Fund Common Shares 1.5% $980K 171K RAYMOND JAMES & ASSOCIATES Sep 30, 2024

Schedules 13D/G Reported by Raymond James & Associates:

Sym Target Class Ownership Change Current Shares Change Value Reporting name Form Report Period Date Filed
* An asterisk sign (*) next to the price indicates that the price is likely invalid.