| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES | 9.7% | $20,460,076 | 2,250,833 | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 |
As of 30 Sep 2025, 35 institutional investors reported holding 5,839,081 shares of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB). This represents 25% of the company’s total 23,204,468 outstanding shares.
The largest institutional shareholders of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) together control 25% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 9.7% | 2,250,833 | -9.6% | 0.01% | $20,460,076 |
| MORGAN STANLEY | 3.4% | 799,810 | -4.4% | 0% | $7,270,273 |
| LPL Financial LLC | 3.2% | 744,646 | +0.17% | 0% | $6,768,831 |
| Matisse Capital | 1.7% | 393,000 | 0% | 1.6% | $3,572,370 |
| OSAIC HOLDINGS, INC. | 1.5% | 350,103 | +13% | 0% | $3,019,013 |
| NWF Advisory Services Inc. | 1.3% | 291,581 | +24% | 0.29% | $2,650,471 |
| NewEdge Advisors, LLC | 0.79% | 182,745 | +1673% | 0.01% | $1,661,148 |
| Quantedge Capital Pte Ltd | 0.69% | 159,987 | +7% | 0.8% | $1,454,282 |
| Sovereign Financial Group, Inc. | 0.51% | 117,925 | +0.86% | 0.2% | $1,071,940 |
| UBS Group AG | 0.33% | 77,005 | -5.4% | 0% | $699,976 |
| OPPENHEIMER & CO INC | 0.22% | 49,907 | -0.34% | 0.01% | $453,655 |
| Private Advisor Group, LLC | 0.2% | 45,529 | -61% | 0% | $413,855 |
| PNC Financial Services Group, Inc. | 0.19% | 45,000 | 0% | 0% | $409,050 |
| Capital Investment Advisors, LLC | 0.18% | 42,348 | +0.15% | 0.01% | $384,945 |
| Summit Financial, LLC | 0.16% | 37,975 | 0.01% | $345,193 | |
| Cambridge Investment Research Advisors, Inc. | 0.13% | 29,512 | -13% | 0% | $268,000 |
| WEDBUSH SECURITIES INC | 0.12% | 27,526 | 0.01% | $250,000 | |
| Cetera Investment Advisers | 0.11% | 26,580 | +21% | 0% | $241,614 |
| HB Wealth Management, LLC | 0.1% | 24,011 | 0% | $218,260 | |
| ROYAL BANK OF CANADA | 0.1% | 22,080 | +5% | 0% | $201,000 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0.09% | 19,944 | -8.2% | 0.02% | $181,288 |
| Marex Group plc | 0.09% | 19,769 | 0% | $179,700 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0.07% | 17,062 | +6.9% | 0.02% | $155,094 |
| BankPlus Wealth Management LLC | 0.07% | 16,000 | 0.09% | $145,440 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0.06% | 12,914 | -86% | 0.01% | $117,389 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 165,528 | $1,511,265 | -$1,187 | $9.13 | 4 |
| 2025 Q3 | 5,839,081 | $52,913,649 | -$895,436 | $9.09 | 35 |
| 2025 Q2 | 5,986,896 | $52,101,251 | -$1,672,034 | $8.70 | 30 |
| 2025 Q1 | 6,191,742 | $51,577,119 | -$790,309 | $8.33 | 35 |
| 2024 Q4 | 6,291,000 | $43,101,478 | -$285,662 | $6.81 | 35 |
| 2024 Q3 | 6,451,404 | $50,701,648 | -$157,078 | $7.86 | 29 |
| 2024 Q2 | 6,482,615 | $48,810,696 | +$5,545,988 | $7.53 | 38 |
| 2024 Q1 | 5,763,336 | $44,135,108 | +$4,340,954 | $7.66 | 37 |
| 2023 Q4 | 5,200,760 | $40,865,762 | -$1,615,546 | $7.86 | 38 |
| 2023 Q3 | 5,349,165 | $42,727,501 | +$6,427,099 | $8.00 | 36 |
| 2023 Q2 | 4,543,531 | $39,314,326 | +$487,237 | $8.65 | 38 |
| 2023 Q1 | 4,378,990 | $39,578,939 | -$601,343 | $9.04 | 40 |
| 2022 Q4 | 4,542,357 | $42,758,471 | +$985,987 | $9.42 | 39 |
| 2022 Q3 | 3,152,299 | $27,551,000 | -$2,362,060 | $8.72 | 37 |
| 2022 Q2 | 3,397,211 | $32,849,000 | -$2,417,288 | $9.67 | 37 |
| 2022 Q1 | 3,616,247 | $35,651,370 | +$1,572,021 | $9.85 | 36 |
| 2021 Q4 | 3,510,424 | $31,841,321 | -$981,072 | $9.07 | 35 |
| 2021 Q3 | 3,618,614 | $32,894,129 | -$964,747 | $9.09 | 34 |
| 2021 Q2 | 3,729,056 | $33,716,000 | -$2,589,676 | $9.06 | 36 |
| 2021 Q1 | 3,830,173 | $29,527,641 | -$8,226,848 | $7.71 | 39 |
| 2020 Q4 | 5,013,065 | $32,731,000 | -$3,330,749 | $6.53 | 40 |
| 2020 Q3 | 4,994,395 | $30,936,000 | -$3,072,839 | $6.20 | 36 |
| 2020 Q2 | 5,033,559 | $32,411,000 | -$7,939,127 | $6.44 | 36 |
| 2020 Q1 | 6,097,279 | $26,527,000 | +$3,753,261 | $4.35 | 32 |
| 2019 Q4 | 5,250,027 | $49,187,000 | +$9,217,408 | $9.34 | 36 |
| 2019 Q3 | 4,254,178 | $43,593,000 | +$6,322,887 | $10.25 | 33 |
| 2019 Q2 | 3,734,735 | $41,978,000 | -$3,894,342 | $11.24 | 30 |
| 2019 Q1 | 4,083,042 | $52,761,000 | +$52,511,998 | $12.92 | 38 |
| 2016 Q1 | 3,929 | $51,000 | $0 | $12.98 | 1 |