LPL Financial LLC - Significant Ownership

Signature - Title
Kirk Evangeliou - SVP, Operations Controls
Location
San Diego, CA
Summary
This page shows a list of all the recent SCHEDULE 13D/G filings made by LPL Financial LLC.

Significant Ownership of LPL Financial LLC

Sym Company Class Ownership Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
PCF High Income Securities Fund Common Stock 8.5% $10.5M 1.59M LPL Financial LLC Mar 31, 2025

Schedules 13D/G Reported by LPL Financial LLC:

Sym Target Class Ownership Change Current Shares Change Value Reporting name Form Report Period Date Filed
* An asterisk sign (*) next to the price indicates that the price is likely invalid.