LPL Financial LLC

Entity
Company
Business address
4707 Executive Drive, 92121 San Diego, CA
Phone
704-733-3300
State of incorporation
CA
Fiscal year end
December 31
Former names
LPL Financial CORP (to 10/28/2010), Linsco/Private Ledger Corp. (to 11/2/2007)
Signature 13F
Kirk Evangeliou - SVP, Operations Controls
Signature Schedule 13D/G
LPL Financial LLC - Jim McHale, EVP, Chief Compliance Officer
All SEC filings
View on sec.gov
LPL Financial LLC has filed 105 SEC EDGAR filings since 6/22/2007

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
N-PX Open Document Open Filing Aug 27, 2025 Jun 30, 2025 028-12526
13F-HR Open Document Open Filing Aug 12, 2025 Jun 30, 2025 028-12526
13F-HR Open Document Open Filing May 7, 2025 Mar 31, 2025 028-12526
SCHEDULE 13G Open Document Open Filing Apr 17, 2025
13F-HR Open Document Open Filing Feb 11, 2025 Dec 31, 2024 028-12526
13F-HR Open Document Open Filing Nov 8, 2024 Sep 30, 2024 028-12526
SC 13G/A Open Document Open Filing SC 13G/A Nov 6, 2024
SC 13G/A Open Document Open Filing SC 13G/A Nov 6, 2024
N-PX Open Document Open Filing Aug 30, 2024 Jun 30, 2024 028-12526
13F-HR Open Document Open Filing Aug 7, 2024 Jun 30, 2024 028-12526
13F-HR Open Document Open Filing May 10, 2024 Mar 31, 2024 028-12526
13F-HR Open Document Open Filing Feb 14, 2024 Dec 31, 2023 028-12526
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2024
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2024
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2024
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2024
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2024
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2024
13F-HR Open Document Open Filing Nov 13, 2023 Sep 30, 2023 028-12526
13F-HR Open Document Open Filing Jul 31, 2023 Jun 30, 2023 028-12526
13F-HR Open Document Open Filing May 10, 2023 Mar 31, 2023 028-12526
13F-HR Open Document Open Filing Feb 7, 2023 Dec 31, 2022 028-12526
SC 13G Open Document Open Filing SC 13G Feb 3, 2023
SC 13G Open Document Open Filing SC 13G Feb 3, 2023
SC 13G Open Document Open Filing SC 13G Feb 3, 2023
SC 13G/A Open Document Open Filing SC 13G/A Jan 17, 2023
SC 13G/A Open Document Open Filing SC 13G/A Jan 17, 2023
SC 13G/A Open Document Open Filing SC 13G/A Jan 17, 2023
13F-HR Open Document Open Filing Nov 14, 2022 Sep 30, 2022 028-12526
SC 13G Open Document Open Filing SC 13G Oct 6, 2022
13F-HR Open Document Open Filing Aug 12, 2022 Jun 30, 2022 028-12526
13F-HR Open Document Open Filing May 16, 2022 Mar 31, 2022 028-12526
SC 13G Open Document Open Filing SC 13G Feb 14, 2022
SC 13G Open Document Open Filing SC 13G Feb 14, 2022
13F-HR Open Document Open Filing Feb 14, 2022 Dec 31, 2021 028-12526
13F-HR Open Document Open Filing Nov 15, 2021 Sep 30, 2021 028-12526
13F-HR Open Document Open Filing Aug 13, 2021 Jun 30, 2021 028-12526
13F-HR Open Document Open Filing May 14, 2021 Mar 31, 2021 028-12526
13F-HR Open Document Open Filing Feb 12, 2021 Dec 31, 2020 028-12526
13F-HR Open Document Open Filing Nov 9, 2020 Sep 30, 2020 028-12526
13F-HR Open Document Open Filing Aug 13, 2020 Jun 30, 2020 028-12526
13F-HR Open Document Open Filing May 14, 2020 Mar 31, 2020 028-12526
13F-HR Open Document Open Filing Feb 14, 2020 Dec 31, 2019 028-12526
13F-HR Open Document Open Filing Nov 13, 2019 Sep 30, 2019 028-12526
SC 13G/A Open Document Open Filing SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL Oct 10, 2019
13F-HR Open Document Open Filing Aug 9, 2019 Jun 30, 2019 028-12526
13F-HR Open Document Open Filing May 8, 2019 Mar 31, 2019 028-12526
SC 13G/A Open Document Open Filing SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC Mar 15, 2019
13F-HR Open Document Open Filing Feb 7, 2019 Dec 31, 2018 028-12526
SC 13G Open Document Open Filing SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC Jan 10, 2019
SC 13G/A Open Document Open Filing FORM SC 13G/A BY LPL FINANCIAL LLC FOR FS KKR CAPITAL CORPORATION Jan 10, 2019
13F-HR Open Document Open Filing Nov 14, 2018 Sep 30, 2018 028-12526
13F-HR Open Document Open Filing Aug 14, 2018 Jun 30, 2018 028-12526
13F-HR Open Document Open Filing May 15, 2018 Mar 31, 2018 028-12526
13F-HR Open Document Open Filing Feb 14, 2018 Dec 31, 2017 028-12526
SC 13G Open Document Open Filing SCHED 13G SUBMITTED 2-2-18 FOR NEW ISSUER FS INVESTMENT CORP AND NEW FILER LPL F Feb 2, 2018
13F-HR Open Document Open Filing Nov 14, 2017 Sep 30, 2017 028-12526
13F-HR Open Document Open Filing Aug 14, 2017 Jun 30, 2017 028-12526
13F-HR Open Document Open Filing May 15, 2017 Mar 31, 2017 028-12526
13F-HR Open Document Open Filing Feb 13, 2017 Dec 31, 2016 028-12526
13F-HR Open Document Open Filing Nov 16, 2016 Sep 30, 2016 028-12526
13F-HR Open Document Open Filing Aug 15, 2016 Jun 30, 2016 028-12526
13F-HR Open Document Open Filing May 16, 2016 Mar 31, 2016 028-12526
13F-HR Open Document Open Filing Feb 12, 2016 Dec 31, 2015 028-12526
SC 13G Open Document Open Filing SC 13G Jan 12, 2016 005-89242
13F-HR Open Document Open Filing Nov 13, 2015 Sep 30, 2015 028-12526
13F-HR Open Document Open Filing Aug 14, 2015 Jun 30, 2015 028-12526
SC 13G Open Document Open Filing SC 13G Jul 24, 2015
13F-HR Open Document Open Filing May 14, 2015 Mar 31, 2015 028-12526
13F-HR Open Document Open Filing Feb 13, 2015 Dec 31, 2014 028-12526
13F-HR Open Document Open Filing Nov 10, 2014 Sep 30, 2014 028-12526
13F-HR/A Open Document Open Filing Aug 5, 2014 Jun 30, 2014 028-12526
13F-HR Open Document Open Filing Aug 5, 2014 Jun 30, 2014 028-12526
13F-HR Open Document Open Filing May 12, 2014 Mar 31, 2014 028-12526
13F-HR Open Document Open Filing Feb 13, 2014 Dec 31, 2013 028-12526