LPL Financial LLC

Business address
4707 Executive Drive, San Diego, CA, 92121
Top securities (13F)
IVV, SPY, QQQ, NVDA, AAPL, MSFT, VTI, SPYG, VOO, SPLG, QUAL, AMZN, IEFA, IEMG, VUG, GOVT, SPYV, MBB, DYNF, and QQQM
State of incorporation
CA
Fiscal year end
31 December
Former names
LPL Financial CORP (to 28 Oct 2010), Linsco/Private Ledger Corp. (to 02 Nov 2007)
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LPL Financial LLC has filed 106 SEC EDGAR filings since 22 Jun 2007

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open Document Open Filing 12 Nov 2025 30 Sep 2025 028-12526
N-PX Open Document Open Filing 27 Aug 2025 30 Jun 2025 028-12526
13F-HR Open Document Open Filing 12 Aug 2025 30 Jun 2025 028-12526
13F-HR Open Document Open Filing 07 May 2025 31 Mar 2025 028-12526
SCHEDULE 13G Open Document Open Filing 17 Apr 2025
13F-HR Open Document Open Filing 11 Feb 2025 31 Dec 2024 028-12526
13F-HR Open Document Open Filing 08 Nov 2024 30 Sep 2024 028-12526
SC 13G/A Open Document Open Filing SC 13G/A 06 Nov 2024
SC 13G/A Open Document Open Filing SC 13G/A 06 Nov 2024
N-PX Open Document Open Filing 30 Aug 2024 30 Jun 2024 028-12526
13F-HR Open Document Open Filing 07 Aug 2024 30 Jun 2024 028-12526
13F-HR Open Document Open Filing 10 May 2024 31 Mar 2024 028-12526
13F-HR Open Document Open Filing 14 Feb 2024 31 Dec 2023 028-12526
SC 13G/A Open Document Open Filing SC 13G/A 09 Feb 2024
SC 13G/A Open Document Open Filing SC 13G/A 09 Feb 2024
SC 13G/A Open Document Open Filing SC 13G/A 09 Feb 2024
SC 13G/A Open Document Open Filing SC 13G/A 09 Feb 2024
SC 13G/A Open Document Open Filing SC 13G/A 09 Feb 2024
SC 13G/A Open Document Open Filing SC 13G/A 09 Feb 2024
13F-HR Open Document Open Filing 13 Nov 2023 30 Sep 2023 028-12526
13F-HR Open Document Open Filing 31 Jul 2023 30 Jun 2023 028-12526
13F-HR Open Document Open Filing 10 May 2023 31 Mar 2023 028-12526
13F-HR Open Document Open Filing 07 Feb 2023 31 Dec 2022 028-12526
SC 13G Open Document Open Filing SC 13G 03 Feb 2023
SC 13G Open Document Open Filing SC 13G 03 Feb 2023
SC 13G Open Document Open Filing SC 13G 03 Feb 2023
SC 13G/A Open Document Open Filing SC 13G/A 17 Jan 2023
SC 13G/A Open Document Open Filing SC 13G/A 17 Jan 2023
SC 13G/A Open Document Open Filing SC 13G/A 17 Jan 2023
13F-HR Open Document Open Filing 14 Nov 2022 30 Sep 2022 028-12526
SC 13G Open Document Open Filing SC 13G 06 Oct 2022
13F-HR Open Document Open Filing 12 Aug 2022 30 Jun 2022 028-12526
13F-HR Open Document Open Filing 16 May 2022 31 Mar 2022 028-12526
SC 13G Open Document Open Filing SC 13G 14 Feb 2022
SC 13G Open Document Open Filing SC 13G 14 Feb 2022
13F-HR Open Document Open Filing 14 Feb 2022 31 Dec 2021 028-12526
13F-HR Open Document Open Filing 15 Nov 2021 30 Sep 2021 028-12526
13F-HR Open Document Open Filing 13 Aug 2021 30 Jun 2021 028-12526
13F-HR Open Document Open Filing 14 May 2021 31 Mar 2021 028-12526
13F-HR Open Document Open Filing 12 Feb 2021 31 Dec 2020 028-12526
13F-HR Open Document Open Filing 09 Nov 2020 30 Sep 2020 028-12526
13F-HR Open Document Open Filing 13 Aug 2020 30 Jun 2020 028-12526
13F-HR Open Document Open Filing 14 May 2020 31 Mar 2020 028-12526
13F-HR Open Document Open Filing 14 Feb 2020 31 Dec 2019 028-12526
13F-HR Open Document Open Filing 13 Nov 2019 30 Sep 2019 028-12526
SC 13G/A Open Document Open Filing SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL 10 Oct 2019
13F-HR Open Document Open Filing 09 Aug 2019 30 Jun 2019 028-12526
13F-HR Open Document Open Filing 08 May 2019 31 Mar 2019 028-12526
SC 13G/A Open Document Open Filing SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 15 Mar 2019
13F-HR Open Document Open Filing 07 Feb 2019 31 Dec 2018 028-12526
SC 13G Open Document Open Filing SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 10 Jan 2019
SC 13G/A Open Document Open Filing FORM SC 13G/A BY LPL FINANCIAL LLC FOR FS KKR CAPITAL CORPORATION 10 Jan 2019
13F-HR Open Document Open Filing 14 Nov 2018 30 Sep 2018 028-12526
13F-HR Open Document Open Filing 14 Aug 2018 30 Jun 2018 028-12526
13F-HR Open Document Open Filing 15 May 2018 31 Mar 2018 028-12526
13F-HR Open Document Open Filing 14 Feb 2018 31 Dec 2017 028-12526
SC 13G Open Document Open Filing SCHED 13G SUBMITTED 2-2-18 FOR NEW ISSUER FS INVESTMENT CORP AND NEW FILER LPL F 02 Feb 2018
13F-HR Open Document Open Filing 14 Nov 2017 30 Sep 2017 028-12526
13F-HR Open Document Open Filing 14 Aug 2017 30 Jun 2017 028-12526
13F-HR Open Document Open Filing 15 May 2017 31 Mar 2017 028-12526
13F-HR Open Document Open Filing 13 Feb 2017 31 Dec 2016 028-12526
13F-HR Open Document Open Filing 16 Nov 2016 30 Sep 2016 028-12526
13F-HR Open Document Open Filing 15 Aug 2016 30 Jun 2016 028-12526
13F-HR Open Document Open Filing 16 May 2016 31 Mar 2016 028-12526
13F-HR Open Document Open Filing 12 Feb 2016 31 Dec 2015 028-12526
SC 13G Open Document Open Filing SC 13G 12 Jan 2016 005-89242
13F-HR Open Document Open Filing 13 Nov 2015 30 Sep 2015 028-12526
13F-HR Open Document Open Filing 14 Aug 2015 30 Jun 2015 028-12526
SC 13G Open Document Open Filing SC 13G 24 Jul 2015
13F-HR Open Document Open Filing 14 May 2015 31 Mar 2015 028-12526
13F-HR Open Document Open Filing 13 Feb 2015 31 Dec 2014 028-12526
13F-HR Open Document Open Filing 10 Nov 2014 30 Sep 2014 028-12526
13F-HR/A Open Document Open Filing 05 Aug 2014 30 Jun 2014 028-12526
13F-HR Open Document Open Filing 05 Aug 2014 30 Jun 2014 028-12526
13F-HR Open Document Open Filing 12 May 2014 31 Mar 2014 028-12526
13F-HR Open Document Open Filing 13 Feb 2014 31 Dec 2013 028-12526