Japan Smaller Capitalization Fund Inc

Symbol
JOF on NYSE
Entity
Company
Business address
Worldwide Plaza, 309 West 49 Th Street, 10019 New York, NY
Phone
8008330018
State of incorporation
MD
Fiscal year end
February 28
Former names
JAPAN OTC EQUITY FUND INC (to 4/29/2002)
All SEC filings
View on sec.gov
Get insider transactions for this issuer
Japan Smaller Capitalization Fund Inc has filed 429 SEC EDGAR filings since 4/23/1996

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
40-APP Open Document Open Filing JAPAN SMALLER CAPITALIZATION FUND, INC - 40-APP Dec 4, 2025 812-15948
SCHEDULE 13G Open Document Open Filing Dec 3, 2025 005-59337
3 Open Document Open Filing Dec 1, 2025 Nov 13, 2025
SCHEDULE 13G/A Open Document Open Filing Nov 14, 2025 005-59337
SCHEDULE 13D/A Open Document Open Filing Nov 10, 2025 005-59337
N-CSRS Open Document Open Filing JAPAN SMALLER CAPITALIZATION FUND - N-CSRS Oct 30, 2025 Aug 31, 2025 811-05992
NPORT-P Open Document Open Filing Oct 30, 2025 Aug 31, 2025 811-05992
DEF 14A Open Document Open Filing JAPAN SMALLER CAPITALIZATION FUND - DEF 14A Oct 14, 2025 Nov 13, 2025 811-05992
4 Open Document Open Filing Sep 19, 2025 Sep 17, 2025
N-PX Open Document Open Filing Aug 22, 2025 Jun 30, 2025 811-05992
SCHEDULE 13G/A Open Document Open Filing Aug 14, 2025 005-59337
NPORT-P Open Document Open Filing Jul 18, 2025 May 31, 2025 811-05992
SCHEDULE 13D/A Open Document Open Filing May 23, 2025 005-59337
SCHEDULE 13G/A Open Document Open Filing May 15, 2025 005-59337
SCHEDULE 13G/A Open Document Open Filing May 15, 2025 005-59337
40-17G Open Document Open Filing 40-17G May 9, 2025 811-05992
N-CEN Open Document Open Filing May 9, 2025 Feb 28, 2025 811-05992
N-CSR Open Document | Data Open Filing JAPAN SMALLER CAPITALIZATION FUND INC - NCSR May 7, 2025 Feb 28, 2025 811-05992
NPORT-P Open Document Open Filing Apr 29, 2025 Feb 28, 2025 811-05992
SCHEDULE 13D/A Open Document Open Filing Apr 23, 2025 005-59337
3 Open Document Open Filing Apr 11, 2025 Apr 11, 2025
SCHEDULE 13D Open Document | Data Open Filing Mar 10, 2025 005-59337
SCHEDULE 13G Open Document Open Filing Feb 14, 2025 005-59337
NPORT-P Open Document Open Filing Jan 16, 2025 Nov 30, 2024 811-05992
4 Open Document Open Filing Jan 14, 2025 Jan 13, 2025
SCHEDULE 13G/A Open Document Open Filing Jan 13, 2025 005-59337
4 Open Document Open Filing Dec 11, 2024 Dec 11, 2024
3 Open Document Open Filing Nov 27, 2024 Nov 21, 2024
SCHEDULE 13G Open Document Open Filing Nov 14, 2024 005-59337
N-CSRS Open Document | Data Open Filing JAPAN SMALLER CAPITALIZATION FUND, INC - N-CSRS Oct 29, 2024 Aug 31, 2024 811-05992
NPORT-P Open Document Open Filing Oct 25, 2024 Aug 31, 2024 811-05992
DEF 14A Open Document Open Filing JAPAN SMALLER CAPITALIZATION FUND, INC - DEF14A Oct 24, 2024 Nov 21, 2024 811-05992
SC 13G/A Open Document Open Filing Oct 9, 2024 005-59337
8-K Open Document Open Filing 8-K Aug 30, 2024 Aug 26, 2024 811-05992
N-PX Open Document Open Filing Aug 23, 2024 Jun 30, 2024 811-05992
NPORT-P Open Document Open Filing Jul 23, 2024 May 31, 2024 811-05992
3 Open Document Open Filing May 22, 2024 May 15, 2024
40-17G Open Document Open Filing 40-17G May 16, 2024 811-05992
N-CSR Open Document | Data Open Filing JAPAN SMALLER CAPITALIZATION FUND, INC_N-CSR IXBRL May 6, 2024 Feb 29, 2024 811-05992
N-CEN Open Document Open Filing May 2, 2024 Feb 29, 2024 811-05992
3 Open Document Open Filing Apr 30, 2024 Apr 30, 2024
NPORT-P Open Document Open Filing Apr 25, 2024 Feb 29, 2024 811-05992
SC 13G/A Open Document Open Filing Feb 14, 2024 005-59337
SC 13G/A Open Document Open Filing CITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAP FUND - SCH13G/A(#5) Feb 9, 2024 005-59337
SC 13G/A Open Document Open Filing Feb 8, 2024 005-59337
SC 13G/A Open Document Open Filing Jan 12, 2024 005-59337
NPORT-P Open Document Open Filing Jan 8, 2024 Nov 30, 2023 811-05992
N-CSRS Open Document Open Filing N-CSRS Oct 24, 2023 Aug 31, 2023 811-05992
NPORT-P Open Document Open Filing Oct 24, 2023 Aug 31, 2023 811-05992
DEF 14A Open Document Open Filing DEF14A Oct 10, 2023 Nov 20, 2023 811-05992
3 Open Document Open Filing Aug 25, 2023 Aug 25, 2023
N-PX Open Document Open Filing N-PX Aug 24, 2023 Jun 30, 2023 811-05992
NPORT-P Open Document Open Filing Jul 10, 2023 May 31, 2023 811-05992
4 Open Document Open Filing Jun 29, 2023 Jun 20, 2023
40-17G Open Document Open Filing 40-17G May 9, 2023 811-05992
N-CSR Open Document Open Filing N-CSR May 5, 2023 Feb 28, 2023 811-05992
N-CEN Open Document Open Filing May 3, 2023 Feb 28, 2023 811-05992
NPORT-P Open Document Open Filing Apr 27, 2023 Feb 28, 2023 811-05992
3 Open Document Open Filing Apr 5, 2023 Apr 1, 2023
SC 13G/A Open Document Open Filing Mar 8, 2023 005-59337
8-K Open Document Open Filing 8-K Mar 8, 2023 Feb 28, 2023 811-05992
SC 13G/A Open Document Open Filing Feb 14, 2023 005-59337
SC 13G/A Open Document Open Filing CITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAP FUND - SCH13G/A(#4) Feb 13, 2023 005-59337
NPORT-P Open Document Open Filing Jan 17, 2023 Nov 30, 2022 811-05992
SC 13G/A Open Document Open Filing Jan 13, 2023 005-59337
8-K Open Document Open Filing 8-K Dec 20, 2022 Dec 15, 2022 811-05992
DEF 14A Open Document Open Filing DEF 14A Nov 7, 2022 Dec 15, 2022 811-05992
CORRESP Open Document Open Filing Oct 28, 2022
PRER14A Open Document Open Filing FORM PRER14A Oct 28, 2022 811-05992
NPORT-P Open Document Open Filing Oct 24, 2022 Aug 31, 2022 811-05992
N-CSRS Open Document Open Filing N-CSRS Oct 24, 2022 Aug 31, 2022 811-05992
PRE 14A Open Document Open Filing PRE 14A Sep 30, 2022 Nov 21, 2022 811-05992
3 Open Document Open Filing Sep 1, 2022 Sep 1, 2022
CORRESP Open Document Open Filing Aug 10, 2022
N-PX Open Document Open Filing N-PX Aug 5, 2022 Jun 30, 2022 811-05992
NPORT-P Open Document Open Filing Jul 14, 2022 May 31, 2022 811-05992
N-CSR Open Document Open Filing N-CSR May 5, 2022 Feb 28, 2022 811-05992
40-17G Open Document Open Filing 40-17G May 4, 2022 811-05992
N-CEN Open Document Open Filing May 2, 2022 Feb 28, 2022 811-05992
NPORT-P Open Document Open Filing Apr 27, 2022 Feb 28, 2022 811-05992
SC 13G/A Open Document Open Filing Feb 14, 2022 005-59337
SC 13G/A Open Document Open Filing CITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAP FUND Feb 11, 2022 005-59337
SC 13G/A Open Document Open Filing Feb 10, 2022 005-59337
NPORT-P Open Document Open Filing Jan 19, 2022 Nov 30, 2021 811-05992
3 Open Document Open Filing Dec 14, 2021 Dec 1, 2021
SC 13G Open Document Open Filing Dec 9, 2021 005-59337
SC 13G/A Open Document Open Filing Dec 8, 2021 005-59337
3 Open Document Open Filing Nov 30, 2021 Nov 22, 2021
N-CSRS Open Document Open Filing N-CSRS Oct 27, 2021 Aug 31, 2021 811-05992
NPORT-P Open Document Open Filing Oct 26, 2021 Aug 31, 2021 811-05992
DEF 14A Open Document Open Filing DEF 14A Oct 8, 2021 Nov 22, 2021 811-05992
3/A Open Document Open Filing Aug 30, 2021 Aug 26, 2021
3 Open Document Open Filing Aug 26, 2021 Aug 26, 2021
N-PX Open Document Open Filing N-PX Aug 9, 2021 Jun 30, 2021 811-05992
NPORT-P Open Document Open Filing Jul 20, 2021 May 31, 2021 811-05992
40-17G Open Document Open Filing 40-17G Jun 4, 2021 811-05992
N-CEN Open Document Open Filing May 5, 2021 Feb 28, 2021 811-05992
N-CSR Open Document Open Filing N-CSR Apr 29, 2021 Feb 28, 2021 811-05992
NPORT-P Open Document Open Filing Apr 27, 2021 Feb 28, 2021 811-05992
3 Open Document Open Filing Apr 16, 2021 Apr 1, 2021
SC 13G/A Open Document Open Filing 13G/A Feb 16, 2021 005-59337
SC 13G/A Open Document Open Filing CITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAPITALIZATION FUND Feb 12, 2021 005-59337
SC 13G/A Open Document Open Filing Feb 11, 2021 005-59337
SC 13G/A Open Document Open Filing Feb 10, 2021 005-59337
NPORT-P Open Document Open Filing Jan 22, 2021 Nov 30, 2020 811-05992
N-CSRS Open Document Open Filing N-CSRS Oct 23, 2020 Aug 31, 2020 811-05992
NPORT-P Open Document Open Filing Oct 23, 2020 Aug 31, 2020 811-05992
DEF 14A Open Document Open Filing DEF 14A Oct 13, 2020 Nov 24, 2020 811-05992
N-PX Open Document Open Filing N-PX Aug 26, 2020 Jun 30, 2020 811-05992
NPORT-P Open Document Open Filing Jul 24, 2020 May 29, 2020 811-05992
40-17G Open Document Open Filing May 14, 2020 811-05992
N-CEN Open Document Open Filing May 11, 2020 Feb 29, 2020 811-05992
N-CSR Open Document Open Filing May 7, 2020 Feb 29, 2020 811-05992
CORRESP Open Document Open Filing Apr 2, 2020
8-K Open Document Open Filing Mar 30, 2020 Mar 30, 2020 811-05992
8-K Open Document Open Filing Mar 4, 2020 Feb 27, 2020 811-05992
SC 13G/A Open Document Open Filing 13G/A Feb 14, 2020 005-59337
SC 13G/A Open Document Open Filing JAPAN SMALLER CAPITALIZATION FUND - 13G/A(#1) Feb 12, 2020 005-59337
SC 13G/A Open Document Open Filing Feb 11, 2020 005-59337
SC 13G Open Document Open Filing Feb 4, 2020 005-59337
N-Q Open Document Open Filing Jan 23, 2020 Nov 30, 2019 811-05992
N-CSRS Open Document Open Filing Oct 30, 2019 Aug 31, 2019 811-05992
DEF 14A Open Document Open Filing Oct 11, 2019 Nov 26, 2019 811-05992
N-PX Open Document Open Filing Aug 21, 2019 Jun 30, 2019 811-05992
N-Q Open Document Open Filing Jul 26, 2019 May 31, 2019 811-05992
N-CEN Open Document Open Filing May 10, 2019 Feb 28, 2019 811-05992
40-17G Open Document Open Filing May 7, 2019 811-05992
N-CSR Open Document Open Filing May 3, 2019 Feb 28, 2019 811-05992
3 Open Document Open Filing Apr 5, 2019 Apr 1, 2019
3 Open Document Open Filing Apr 5, 2019 Apr 1, 2019
SC 13G/A Open Document Open Filing Feb 14, 2019 005-59337
SC 13G/A Open Document Open Filing SCHEDULE 13G HOLDINGS REPORT AMENDMENT Feb 14, 2019 005-59337
SC 13G/A Open Document Open Filing Feb 13, 2019 005-59337
SC 13G Open Document Open Filing JAPAN SMALLER CAPITALIZATION FUND - 13G Feb 8, 2019 005-59337
N-Q Open Document Open Filing Jan 24, 2019 Nov 30, 2018 811-05992
SC 13G/A Open Document Open Filing Jan 22, 2019 005-59337
SC 13G/A Open Document Open Filing Dec 10, 2018 005-59337
3 Open Document Open Filing Nov 26, 2018 Nov 20, 2018
N-CSRS Open Document Open Filing Oct 30, 2018 Aug 31, 2018 811-05992
NSAR-A Open Document Open Filing Oct 29, 2018 Aug 31, 2018 811-05992
DEF 14A Open Document Open Filing Oct 5, 2018 Nov 20, 2018 811-05992
N-PX Open Document Open Filing Aug 17, 2018 Jun 30, 2018 811-05992
N-Q Open Document Open Filing Jul 27, 2018 May 31, 2018 811-05992
40-17G Open Document Open Filing May 18, 2018 811-05992
N-CSR Open Document Open Filing May 2, 2018 Feb 28, 2018 811-05992
NSAR-B Open Document Open Filing Apr 27, 2018 Feb 28, 2018 811-05992
SC 13G/A Open Document Open Filing Feb 14, 2018 005-59337
SC 13G/A Open Document Open Filing 13G/A Feb 14, 2018 005-59337
SC 13G/A Open Document Open Filing 13G/A Feb 13, 2018 005-59337
SC 13G/A Open Document Open Filing Feb 8, 2018 005-59337
SC 13G/A Open Document Open Filing Jan 29, 2018 005-59337
N-Q Open Document Open Filing Jan 26, 2018 Nov 30, 2017 811-05992
N-CSRS Open Document Open Filing Nov 1, 2017 Aug 31, 2017 811-05992
NSAR-A Open Document Open Filing Oct 30, 2017 Aug 31, 2017 811-05992
DEF 14A Open Document Open Filing Oct 13, 2017 Nov 15, 2017 811-05992
N-PX Open Document Open Filing Aug 23, 2017 Jun 30, 2017 811-05992
40-17G/A Open Document Open Filing Jul 14, 2017 811-05992
40-17G Open Document Open Filing Jul 14, 2017 811-05992
N-Q Open Document Open Filing Jul 7, 2017 May 31, 2017 811-05992
N-CSR Open Document Open Filing Apr 28, 2017 Feb 28, 2017 811-05992
NSAR-B Open Document Open Filing Apr 28, 2017 Feb 28, 2017 811-05992
SC 13G/A Open Document Open Filing Feb 14, 2017 005-59337
SC 13G/A Open Document Open Filing Feb 13, 2017 005-59337
SC 13G/A Open Document Open Filing 13G/A Feb 13, 2017 005-59337
SC 13G/A Open Document Open Filing Feb 8, 2017 005-59337
N-Q Open Document Open Filing Jan 30, 2017 Nov 30, 2016 811-05992
SC 13G/A Open Document Open Filing Jan 24, 2017 005-59337
N-CSRS Open Document Open Filing Nov 2, 2016 Aug 31, 2016 811-05992
NSAR-A Open Document Open Filing Oct 31, 2016 Aug 31, 2016 811-05992
DEF 14A Open Document Open Filing Oct 13, 2016 Oct 13, 2016 811-05992
40-17G Open Document Open Filing Oct 7, 2016 811-05992
3 Open Document Open Filing Aug 31, 2016 Aug 25, 2016
N-PX Open Document Open Filing Aug 31, 2016 Jun 30, 2016 811-05992
N-Q Open Document Open Filing Jul 25, 2016 May 31, 2016 811-05992
NSAR-B Open Document | Data Open Filing Apr 29, 2016 Feb 29, 2016 811-05992
N-CSR Open Document | Data Open Filing Apr 29, 2016 Feb 29, 2016 811-05992
SC 13G/A Open Document Open Filing 13G AMENDMENT Feb 16, 2016 005-59337
SC 13G Open Document Open Filing Feb 12, 2016 005-59337
SC 13G/A Open Document Open Filing Feb 9, 2016 005-59337
SC 13G/A Open Document Open Filing SC 13G/A Feb 1, 2016 005-59337
N-Q Open Document Open Filing Jan 29, 2016 Nov 30, 2015 811-05992
SC 13G/A Open Document Open Filing Jan 27, 2016 005-59337
N-CSRS Open Document Open Filing Nov 2, 2015 Aug 31, 2015 811-05992
NSAR-A Open Document Open Filing Oct 30, 2015 Aug 31, 2015 811-05992
DEF 14A Open Document Open Filing Oct 15, 2015 Nov 19, 2015 811-05992
3 Open Document Open Filing FORM 3 Aug 28, 2015 Aug 20, 2015
N-PX Open Document Open Filing Aug 25, 2015 Jun 30, 2015 811-05992
40-17G Open Document Open Filing Aug 21, 2015 811-05992
4 Open Document Open Filing FORM 4 Jul 29, 2015 Jul 27, 2015
N-Q Open Document Open Filing Jul 1, 2015 May 31, 2015 811-05992
N-CSR Open Document Open Filing May 14, 2015 Feb 28, 2015 811-05992
NSAR-B Open Document Open Filing May 14, 2015 Feb 28, 2015 811-05992
NT-NCSR Open Document Open Filing Apr 30, 2015 Feb 28, 2015 811-05992
NT-NSAR Open Document Open Filing Apr 29, 2015 Feb 28, 2015 811-05992
SC 13G/A Open Document Open Filing SCHEDULE 13G HOLDINGS REPORT AMENDMENT Feb 17, 2015 005-59337
SC 13G/A Open Document Open Filing JAPAN SMALLER CAP FUND 13G/A Feb 5, 2015 005-59337
SC 13G/A Open Document Open Filing Feb 4, 2015 005-59337
N-Q Open Document Open Filing Jan 29, 2015 Nov 30, 2014 811-05992
SC 13G/A Open Document Open Filing Jan 12, 2015 005-59337
N-CSRS Open Document Open Filing Oct 29, 2014 Aug 31, 2014 811-05992
NSAR-A Open Document Open Filing Oct 27, 2014 Aug 31, 2014 811-05992
DEF 14A Open Document Open Filing Oct 17, 2014 Nov 20, 2014 811-05992
40-17G Open Document Open Filing Sep 8, 2014 811-05992
N-PX Open Document Open Filing Aug 28, 2014 Jun 30, 2014 811-05992
SC 13G/A Open Document Open Filing Aug 11, 2014 005-59337
N-Q Open Document Open Filing Jul 21, 2014 Jul 18, 2014 811-05992
N-CSR Open Document Open Filing May 2, 2014 Feb 28, 2014 811-05992
NSAR-B Open Document Open Filing Apr 28, 2014 Feb 28, 2014 811-05992
3 Open Document Open Filing FORM 3 Apr 4, 2014 Apr 1, 2014
N-Q Open Document Open Filing Feb 24, 2014 Nov 30, 2013 811-05992
SC 13G/A Open Document Open Filing Feb 14, 2014 005-59337
SC 13G/A Open Document Open Filing SCHEDULE 13G AMENDMENT FILING Feb 14, 2014 005-59337
SC 13G Open Document Open Filing Jan 27, 2014 005-59337