JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF)

Historical Holders from Q1 2014 to Q3 2025

Symbol
JOF on NYSE
CUSIP
47109U104
Type / Class
Equity / Equity
Shares outstanding
28.3M
All holders as of September 30, 2025
Q3 2025
Total 13F shares, excl. options
21.9M
Holdings value
$231M
% of all portfolios
0.002%
Grand Portfolio weight change
0%
Number of holders
45
Number of buys
13
Number of sells
-28
Average Value change %
0%
Average buys %
+0%
Average sells %
0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Allspring Global Investments Holdings, LLC 18.5% $40.6M 5.24M Allspring Global Investments Holdings, LLC Dec 31, 2024
1607 Capital Partners, LLC 15% -7% $44.5M -$3.35M 4.25M -7% 1607 Capital Partners, LLC Jun 30, 2025
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 12.4% $37.1M 3.52M City of London Investment Management Company Limited Sep 30, 2025
LAZARD ASSET MANAGEMENT LLC 12.3% +52.3% $35.8M $12.1M 3.48M +51.3% Lazard Asset Management LLC Nov 28, 2025
Saba Capital Management, L.P. 6.27% -16.7% $18.7M -$3.5M 1.78M -15.8% Saba Capital Management, L.P. Nov 6, 2025

Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF)

Period Reported Shares, Excl. Options Value, Excl. Options Change Price Investors
2025 Q3 21.9M $231M -$4.92M $10.54 45
2025 Q2 22.4M $216M +$1.97M $9.64 50
2025 Q1 22.3M $187M -$1.73M $8.39 51
2024 Q4 22.5M $173M -$90.1K $7.67 55
2024 Q3 22.5M $186M +$2.92M $8.27 54
2024 Q2 22.1M $168M +$2.79M $7.58 49
2024 Q1 21.8M $174M -$5.36M $7.98 49
2023 Q4 1.65K $10.8K $6.56 1
2023 Q3 22.3M $159M -$500K $7.11 51
2023 Q2 22.4M $161M -$1.77M $7.20 46
2023 Q1 22.6M $156M +$716K $6.91 48
2022 Q4 22.5M $146M +$2.39M $6.48 47
2022 Q3 22.1M $130M -$57.2K $5.86 44
2022 Q2 22.1M $140M -$632K $6.32 48
2022 Q1 22.2M $159M -$2.23M $7.16 48
2021 Q4 22.5M $177M -$47.8M $7.87 55
2021 Q3 22.7M $206M +$576K $9.05 48
2021 Q2 22.7M $204M +$199K $9.02 49
2021 Q1 22.6M $211M +$1.92M $9.30 49
2020 Q4 22.4M $202M -$782K $9.04 49
2020 Q3 22.5M $195M +$722K $8.67 43
2020 Q2 23.5M $183M +$994K $7.82 43
2020 Q1 22.2M $157M +$2.8M $7.05 45
2019 Q4 21.7M $194M -$1.9M $8.94 39
2019 Q3 21.6M $189M +$996K $8.77 41
2019 Q2 21.5M $183M +$534K $8.50 44
2019 Q1 21.8M $191M +$3.32M $8.77 45
2018 Q4 21.4M $178M +$2M $8.32 46
2018 Q3 21M $232M -$559K $11.07 52
2018 Q2 21M $245M +$3.44M $11.66 50
2018 Q1 20.7M $255M +$1.42M $12.29 51
2017 Q4 20.6M $244M -$6.72M $11.81 48
2017 Q3 21.2M $266M -$609K $12.56 46
2017 Q2 21.2M $244M -$1.17M $11.48 43
2017 Q1 21.4M $231M +$1.43M $10.84 42
2016 Q4 21.2M $206M -$477K $9.72 42
2016 Q3 21.2M $224M +$28.5M $10.55 46
2016 Q2 18.5M $181M -$19.3M $9.78 44
2016 Q1 20.6M $198M +$14.2M $9.65 42
2015 Q4 19.1M $196M +$4.96M $10.23 43
2015 Q3 18.7M $190M +$30M $10.17 42
2015 Q2 15.7M $169M -$12M $10.79 41
2015 Q1 17M $169M +$5.36M $9.94 41
2014 Q4 16.5M $148M +$4.48M $8.97 45
2014 Q3 13.9M $135M +$31M $9.69 41
2014 Q2 10.8M $102M +$599K $9.45 41
2014 Q1 10.2M $89.7M +$3.3M $8.76 41