| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| REALNETWORKS INC | 10%+ Owner | Common Stock | 2,593,688 | $1,801,576 | $0.6946 | 01 Jun 2022 | By Caldwell Mill Opportunity Fund |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 225,000 | $1,509,750 | $6.71 | 05 Aug 2025 | By Caldwell Mill Opportunity Fund |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 2,000,000 | $1,389,200 | $0.6946 | 31 May 2022 | By A.G. Family L.P. |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 183,041 | $1,369,146 | $7.48 | 06 Aug 2025 | By A.G. Family L.P. |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 98,450 | $901,802 | $9.16 | 05 Aug 2025 | By family members and related entities |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 671,671 | $693,097 | $1.03 | 17 Aug 2023 | By Caldwell Mill Opportunity Fund |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 525,000 | $541,748 | $1.03 | 18 Aug 2023 | Direct |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 57,500 | $526,700 | $9.16 | 05 Aug 2025 | Direct |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 57,301 | $524,877 | $9.16 | 05 Aug 2025 | By Tomsat Investment & Trading Co., Inc. |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 600,000 | $416,760 | $0.6946 | 31 May 2022 | By Tomsat Investment & Trading Co., Inc. |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 575,000 | $399,395 | $0.6946 | 31 May 2022 | Direct |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 360,000 | $371,484 | $1.03 | 18 Aug 2023 | By A.G. Family L.P. |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 258,055 | $266,287 | $1.03 | 17 Aug 2023 | By family members and related entities |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 250,000 | $257,975 | $1.03 | 17 Aug 2023 | By Tomsat Investment & Trading Co., Inc. |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 75,000 | $52,095 | $0.6946 | 31 May 2022 | By spouse |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 25,000 | $25,798 | $1.03 | 17 Aug 2023 | By spouse |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 1,000 | $9,160 | $9.16 | 05 Aug 2025 | By spouse |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| ARKR | ARK RESTAURANTS CORP | 05 Aug 2025 | 3 | $401,092 | 4 | 10%+ Owner | 07 Aug 2025, 16:05 |
| ARKR | ARK RESTAURANTS CORP | 20 May 2024 | 4 | $288,800 | 4 | 10%+ Owner | 22 May 2024, 16:05 |
| ARKR | ARK RESTAURANTS CORP | 14 May 2024 | 6 | $287,020 | 4 | 10%+ Owner | 16 May 2024, 18:00 |
| SFE | SAFEGUARD SCIENTIFICS INC | 17 Aug 2023 | 6 | $36,336 | 4 | 10%+ Owner | 21 Aug 2023, 19:20 |
| SFE | SAFEGUARD SCIENTIFICS INC | 11 Apr 2023 | 3 | $168,438 | 4 | 10%+ Owner | 13 Apr 2023, 16:56 |
| SFE | SAFEGUARD SCIENTIFICS INC | 14 Mar 2023 | 5 | $226,982 | 4 | 10%+ Owner | 16 Mar 2023, 16:02 |
| ARKR | ARK RESTAURANTS CORP | 20 Dec 2022 | 3 | $419,911 | 4 | 10%+ Owner | 22 Dec 2022, 16:43 |
| ARKR | ARK RESTAURANTS CORP | 02 Aug 2022 | 8 | $773,097 | 4 | 10%+ Owner | 04 Aug 2022, 16:38 |
| ARKR | ARK RESTAURANTS CORP | 07 Jul 2022 | 6 | $1,372,708 | 4 | 10%+ Owner | 11 Jul 2022, 16:10 |
| ARKR | ARK RESTAURANTS CORP | 24 Jun 2022 | 4 | $449,120 | 4 | 10%+ Owner | 28 Jun 2022, 19:29 |
| SFE | SAFEGUARD SCIENTIFICS INC | 21 Jun 2022 | 4 | $1,036,585 | 4 | 10%+ Owner | 23 Jun 2022, 16:57 |
| ARKR | ARK RESTAURANTS CORP | 10 Jun 2022 | 3 | $136,289 | 4 | 10%+ Owner | 14 Jun 2022, 16:05 |
| SFE | SAFEGUARD SCIENTIFICS INC | 09 Jun 2022 | 3 | $209,703 | 4 | 10%+ Owner | 13 Jun 2022, 16:05 |
| ARKR | ARK RESTAURANTS CORP | 02 Jun 2022 | 0 | $0 | 3 | 10%+ Owner | 08 Jun 2022, 18:26 |
| RNWK | REALNETWORKS INC | 31 May 2022 | 2 | $126,707 | 4 | 10%+ Owner | 02 Jun 2022, 16:27 |
| RNWK | REALNETWORKS INC | 25 May 2022 | 2 | $150,981 | 4 | 10%+ Owner | 27 May 2022, 16:03 |
| SFE | SAFEGUARD SCIENTIFICS INC | 25 May 2022 | 2 | $101,467 | 4 | 10%+ Owner | 27 May 2022, 15:59 |
| RNWK | REALNETWORKS INC | 23 May 2022 | 4 | $247,345 | 4 | 10%+ Owner | 25 May 2022, 19:20 |
| SFE | SAFEGUARD SCIENTIFICS INC | 23 May 2022 | 4 | $118,210 | 4 | 10%+ Owner | 25 May 2022, 19:17 |
| RNWK | REALNETWORKS INC | 09 May 2022 | 0 | $0 | 3 | 10%+ Owner | 16 May 2022, 15:25 |
| SFE | SAFEGUARD SCIENTIFICS INC | 06 May 2022 | 0 | $0 | 3 | 10%+ Owner | 16 May 2022, 16:11 |