| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| B. Riley Financial, Inc. | 10%+ Owner | Common Stock | 1.37M | $27.7M | $20.22 | May 20, 2022 | thru Sphinx Trading |
| B. Riley Financial, Inc. | 10%+ Owner | Common Stock | 731K | $14.8M | $20.22 | May 20, 2022 | Thru AFOB FIP RILY, LLC |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| RILY | B. Riley Financial, Inc. | May 20, 2022 | 3 | -$6.27M | 4/A | May 27, 2022 | 10%+ Owner |
| RILY | B. Riley Financial, Inc. | May 19, 2022 | 1 | $59.9K | 4 | May 20, 2022 | 10%+ Owner |
| RILY | B. Riley Financial, Inc. | May 18, 2022 | 1 | $1.07M | 4 | May 19, 2022 | 10%+ Owner |
| RILY | B. Riley Financial, Inc. | May 17, 2022 | 2 | $281K | 4 | May 18, 2022 | 10%+ Owner |
| RILY | B. Riley Financial, Inc. | May 16, 2022 | 1 | $260K | 4 | May 17, 2022 | 10%+ Owner |