ALAN BROTT

Insider Reports History

Location
New York, NY
Signature
/s/ Kim E. Kaufman, as attorney-in-fact
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by ALAN BROTT:

Company Role Class Num Shares Value Price $ Report Date Ownership
Stone Harbor Emerging Markets Income Fund Trustee Common Shares of Beneficial Interest 0 $6.11 10 Dec 2021 Direct
Stone Harbor Emerging Markets Total Income Fund Trustee Common Shares of Beneficial Interest 0 $7.55 10 Dec 2021 Direct

Insider Reports Filed by ALAN BROTT

Symbol Company Period Transactions Value $ Form Type Role Filing Time
/report/000114036125031949-brott-alan-2025-08-19 NB Asset-Based Credit Fund 19 Aug 2025 0 $0 3 Director 19 Aug 2025, 17:14
/report/000106299322007503-brott-alan-2022-02-14 NB Crossroads Private Markets Fund VII Holdings LP 14 Feb 2022 0 $0 3 Director 11 Mar 2022, 16:37
/report/000106299322007486-brott-alan-2022-02-14 NB Crossroads Private Markets Fund VII LP 14 Feb 2022 0 $0 3 Director 11 Mar 2022, 16:25
EDF Stone Harbor Emerging Markets Income Fund 10 Dec 2021 1 -$17,358 4 Trustee 21 Dec 2021, 11:01
/report/000128030221000001-brott-alan-2021-12-10 Stone Harbor Emerging Markets Total Income Fund 10 Dec 2021 1 -$17,293 4 Trustee 21 Dec 2021, 10:56