Insider Trading & Ownership of John Louis Sullivan

Location: Lisle, IL
Signature: /s/ John L. Sullivan, by Mark E. Mathiasen Pursuant to a Power of Attorney
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Ownership of John Louis Sullivan

Symbol	Company	Relationship	Holdings Value	Past Year Net Change	Change %	Report Period
GUG	Guggenheim Active Allocation Fund	CFO, Chf Acctng Off & Treas.				24 Nov 2021