Guggenheim Active Allocation Fund

Ownership Transactions Reported by 26 Insiders

	Insiders	Shares	%	Avg Price	Total $
Buys	2	+2.41K	82.8%	$15.42	+$37.1K
Sells	1	-500	17.2%	$16.45	-$8.23K
Net	+1	+1.91K	65.6%		+$28.9K

Name	Relationship	Holdings Value	Past Year Net Change	Change %	Report Date
Randall C. Barnes	Director, TRUSTEE	$1.07M	-$8.23K	-0.76%	Oct 3, 2024
Ronald E. Toupin Jr	Director, TRUSTEE	$206K	+$22.7K	+12.4%	Apr 1, 2025
Angela Brock-Kyle	Director, TRUSTEE	$53.7K	+$14.5K	+37%	Sep 3, 2024
Sandra G. Sponem	Director, TRUSTEE	$13.9K			Jun 9, 2022
Ronald Nyberg	Director, TRUSTEE	$11.1K			Nov 1, 2022
Jon Szafran	Assistant Treasurer				Nov 24, 2021
William Rehder	Assistant Vice President				Nov 26, 2021
Evan Loring Serdensky	Portfolio Manager				Nov 24, 2021
James Howley	Assistant Treasurer				Nov 24, 2021
Orenzo Perry Hollowell III	Portfolio Manager				Nov 24, 2021
Mark Mathiasen	Secretary				Nov 24, 2021
Guggenheim Partners Investment Management, LLC	Investment Adviser Affiliate				Nov 24, 2021
John L. Sullivan	CFO, Chf Acctng Off & Treas.				Nov 24, 2021
Kimberly J. Scott	Assistant Treasurer				Nov 24, 2021
Joanna M. Catalucci	Interim CCO				Nov 24, 2021
Thomas F. Lydon	Director, Trustee				Nov 24, 2021
Guggenheim Funds Investment Advisors, Llc	Investment Adviser				Nov 24, 2021
Anne Bookwalter Walsh	Managing Dir. to Subadvisor				Nov 24, 2021
B. Scott Minerd	Chief Inv. Officer of Adviser				Nov 26, 2021
Brian E. Binder	President and CEO				Nov 24, 2021
Bryan Stone	Vice President				Nov 24, 2021
Michael P. Megaris	Assistant Secretary				Nov 24, 2021
Elisabeth Miller	Chief Compliance Officer				Nov 21, 2024
Adam Bloch	portfolio manager				Nov 24, 2021
Steven H. Brown	Portfolio Manager				Nov 24, 2021
Glenn McWhinnie	Assistant Treasurer				Nov 24, 2021

Insider	Symbol	Class	Transaction	%	Value $	* Price $	Shares	Shares Owned	Date	Ownership

* An asterisk sign (*) next to the price indicates that the price is likely invalid.