Corebridge Financial, Inc.

Insider Reports History

Location
2919 Allen Parkway, Woodson Tower, Houston, TX
Signature
/s/ Polly Klane, Authorized Signatory of Corebridge Financial, Inc.
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Corebridge Financial, Inc.:

Stock Role Class Num Shares Value Price $ Report Date Ownership
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series P Mandatory Redeemable Preferred Stock 160K $5.39M $33.69 Oct 15, 2025 Held through subsidiary
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series J Mandatory Redeemable Preferred Stock 134K $4.61M $34.31 Oct 15, 2025 Held through subsidiary
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series O Mandatory Redeemable Preferred Stock 0 $0 $35.04 Jun 11, 2025 Held through subsidiaries
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series A Mandatory Redeemable Preferred Shares 960K Mar 20, 2025 Held through subsidiary
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series J Mandatory Redeemable Preferred Shares 880K Mar 20, 2025 Held through subsidiary
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series C Mandatory Redeemable Preferred Shares 720K Mar 20, 2025 Held through subsidiaries
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series D Mandatory Redeemable Preferred Shares 400K Mar 20, 2025 Held through subsidiary
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series E Mandatory Redeemable Preferred Shares 400K Mar 20, 2025 Held through subsidiary
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series I Mandatory Redeemable Preferred Shares 400K Mar 20, 2025 Held through subsidiary
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series B Mandatory Redeemable Preferred Shares 320K Mar 20, 2025 Held through subsidiary
Carlyle Tactical Private Credit Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series K Mandatory Redeemable Preferred Shares 320K Mar 20, 2025 Held through subsidiary
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series J Mandatory Redeemable Preferred Stock 134K Jun 11, 2025 Held through subsidiaries
DNP SELECT INCOME FUND INC Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series E Mandatory Redeemable Preferred Shares 660 Jun 9, 2024 Held through subsidiaries
ClearBridge MLP & Midstream Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series J Mandatory Redeemable Preferred Stock 0 Sep 9, 2024 Held through subsidiaries
ClearBridge MLP & Midstream Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. Series K Mandatory Redeemable Preferred Stock 0 Sep 9, 2024 Held through subsidiaries
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.46% Series M Senior Secured Notes due June 11, 2025 $0 $569,291.46 Jun 11, 2025 Held through subsidiaries
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.56% Series N Senior Secured Notes due June 11, 2027 $1.49M Jun 11, 2025 Held through subsidiaries
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.56% Series N Senior Secured Notes due June 11, 2027 $1.49M Oct 15, 2025 Held through subsidiary
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.76% Series O Senior Secured Notes due June 11, 2030 $2.05M Oct 15, 2025 Held through subsidiaries
ClearBridge Energy Midstream Opportunity Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 4.66% Series H Senior Secured Notes due October 15, 2025 $0 $5,592,315.68 Oct 15, 2025 Held through subsidiaries
ClearBridge MLP & Midstream Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.46% Senior Secured Notes Series I due June 11, 2025 $0 Sep 9, 2024 Held through subsidiaries
ClearBridge MLP & Midstream Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.56% Senior Secured Notes Series J due June 11, 2027 $0 Sep 9, 2024 Held through subsidiaries
ClearBridge MLP & Midstream Fund Inc. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.76% Senior Secured Notes Series K due June 11, 2030 $0 Sep 9, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 4.10% Series A Senior Secured Notes due March 28, 2027 $25M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 5.44% Series B Senior Secured Notes due July 19, 2025 $12.5M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 5.50% Series C Senior Secured Notes due July 19, 2026 $34M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 5.61% Series E Senior Secured Notes due July 19, 2027 $42.5M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 5.72% Series F Senior Secured Notes due July 19, 2029 $33M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 5.72% Series G Senior Secured Notes due July 19, 2029 $28M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 6.75% Series K Senior Secured Notes due August 4, 2026 $6M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 6.77% Series L Senior Secured Notes due August 4, 2028 $12M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 6.81% Series M Senior Secured Notes due August 4, 2030 $12M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 7.10% Series I Senior Secured Notes due December 6, 2027 $60M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 7.17% Series J Senior Secured Notes due December 6, 2029 $40M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 7.23% Series Q Senior Secured Notes due January 20, 2031 $39M Jul 15, 2024 Held through subsidiaries
Cliffwater Corporate Lending Fund Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 7.40% Series R Senior Secured Notes due January 20, 2034 $50M Jul 15, 2024 Held through subsidiaries
DNP SELECT INCOME FUND INC Filed pursuant to Section 30(h) of the Investment Company Act of 1940. 3.00% Series B Senior Secured Notes due July 22, 2026 $33M Jul 29, 2024 Held through subsidiaries

Insider Reports Filed by Corebridge Financial, Inc.

Symbol Company Period Transactions Value $ Form Type Date Filed Role
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 15, 2025 1 -$30.7T 4 Oct 17, 2025 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 11, 2025 2 -$319B 4 Jun 13, 2025 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Mar 28, 2025 2 -$4.76M 4 Apr 1, 2025 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
TAKNX Carlyle Tactical Private Credit Fund Mar 20, 2025 3 $40M 4 Mar 24, 2025 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
CEM ClearBridge MLP & Midstream Fund Inc. Sep 9, 2024 5 $0 4 Sep 11, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Sep 9, 2024 7 $0 4 Sep 11, 2024 Other*
DNP DNP SELECT INCOME FUND INC Jul 29, 2024 1 -$185T 4 Jul 31, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jul 23, 2024 1 -$3.02M 4 Jul 25, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
CCLFX Cliffwater Corporate Lending Fund Jul 15, 2024 5 $0 4 Jul 17, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
TAKNX Carlyle Tactical Private Credit Fund Jul 15, 2024 5 $0 4 Jul 17, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
TAKNX Carlyle Tactical Private Credit Fund Jun 9, 2024 0 $0 3 Jun 11, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
CEM ClearBridge MLP & Midstream Fund Inc. Jun 9, 2024 0 $0 3 Jun 11, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 9, 2024 0 $0 3 Jun 11, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
CCLFX Cliffwater Corporate Lending Fund Jun 9, 2024 0 $0 3 Jun 11, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
DNP DNP SELECT INCOME FUND INC Jun 9, 2024 0 $0 3 Jun 11, 2024 Filed pursuant to Section 30(h) of the Investment Company Act of 1940.