| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series P Mandatory Redeemable Preferred Stock |
160,000 |
$5,390,400 |
$33.69 |
15 Oct 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
134,286 |
$4,607,353 |
$34.31 |
15 Oct 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series O Mandatory Redeemable Preferred Stock |
0 |
$0 |
$35.04 |
11 Jun 2025 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series A Mandatory Redeemable Preferred Shares |
960,000 |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Shares |
880,000 |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series C Mandatory Redeemable Preferred Shares |
720,000 |
|
|
20 Mar 2025 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series D Mandatory Redeemable Preferred Shares |
400,000 |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series E Mandatory Redeemable Preferred Shares |
400,000 |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series I Mandatory Redeemable Preferred Shares |
400,000 |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series B Mandatory Redeemable Preferred Shares |
320,000 |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series K Mandatory Redeemable Preferred Shares |
320,000 |
|
|
20 Mar 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
134,286 |
|
|
11 Jun 2025 |
Held through subsidiaries |
| DNP SELECT INCOME FUND INC |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series E Mandatory Redeemable Preferred Shares |
660 |
|
|
09 Jun 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series K Mandatory Redeemable Preferred Stock |
0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.46% Series M Senior Secured Notes due June 11, 2025 |
$0 |
|
$569291.46 |
11 Jun 2025 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.56% Series N Senior Secured Notes due June 11, 2027 |
$1,492,294 |
|
|
11 Jun 2025 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.56% Series N Senior Secured Notes due June 11, 2027 |
$1,492,294 |
|
|
15 Oct 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.76% Series O Senior Secured Notes due June 11, 2030 |
$2,051,904 |
|
|
15 Oct 2025 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
4.66% Series H Senior Secured Notes due October 15, 2025 |
$0 |
|
$5592315.68 |
15 Oct 2025 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.46% Senior Secured Notes Series I due June 11, 2025 |
$0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.56% Senior Secured Notes Series J due June 11, 2027 |
$0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.76% Senior Secured Notes Series K due June 11, 2030 |
$0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
4.10% Series A Senior Secured Notes due March 28, 2027 |
$25,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.44% Series B Senior Secured Notes due July 19, 2025 |
$12,500,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.50% Series C Senior Secured Notes due July 19, 2026 |
$34,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.61% Series E Senior Secured Notes due July 19, 2027 |
$42,500,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.72% Series F Senior Secured Notes due July 19, 2029 |
$33,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.72% Series G Senior Secured Notes due July 19, 2029 |
$28,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.75% Series K Senior Secured Notes due August 4, 2026 |
$6,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.77% Series L Senior Secured Notes due August 4, 2028 |
$12,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.81% Series M Senior Secured Notes due August 4, 2030 |
$12,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.10% Series I Senior Secured Notes due December 6, 2027 |
$60,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.17% Series J Senior Secured Notes due December 6, 2029 |
$40,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.23% Series Q Senior Secured Notes due January 20, 2031 |
$39,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.40% Series R Senior Secured Notes due January 20, 2034 |
$50,000,000 |
|
|
15 Jul 2024 |
Held through subsidiaries |
| DNP SELECT INCOME FUND INC |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.00% Series B Senior Secured Notes due July 22, 2026 |
$33,000,000 |
|
|
29 Jul 2024 |
Held through subsidiaries |