R01 Fund LP

Insider Reports History

Location
1111 Lincoln Road, Suite 500, Miami Beach, FL
Signature
/s/ Michael Kazley - R01 Fund LP - Principal
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by R01 Fund LP:

Stock Role Class Num Shares Value Price $ Report Date Ownership
NovaBay Pharmaceuticals, Inc. 10%+ Owner Common Stock 56.8M $74.2M $1.31 Oct 21, 2025 Direct
NovaBay Pharmaceuticals, Inc. 10%+ Owner Pre-Funded Warrants (Right to Buy) 2.7M Oct 16, 2025 Direct
NovaBay Pharmaceuticals, Inc. 10%+ Owner Series D Non-Voting Convertible Preferred Stock 221K Oct 16, 2025 Direct
NovaBay Pharmaceuticals, Inc. 10%+ Owner Series E Non-Voting Convertible Preferred Stock 134K Oct 16, 2025 Direct

Insider Reports Filed by R01 Fund LP

Symbol Company Period Transactions Value $ Form Type Date Filed Role
NBY NovaBay Pharmaceuticals, Inc. Oct 16, 2025 2 $0 4 Nov 3, 2025 10%+ Owner
NBY NovaBay Pharmaceuticals, Inc. Oct 16, 2025 2 $0 4 Oct 20, 2025 10%+ Owner
NBY NovaBay Pharmaceuticals, Inc. Oct 9, 2025 0 $0 3 Oct 20, 2025 10%+ Owner