R01 Fund LP - 10%+ Owner at NovaBay Pharmaceuticals, Inc.

Insider Transactions and Holdings

Entity Type
Company
Role
10%+ Owner
Stock Symbol
NBY on NYSE
Industry
Pharmaceutical Preparations
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There are no Buy or Sell transactions made by R01 Fund LP since 11/24/2024

Holdings reported by R01 Fund LP for NovaBay Pharmaceuticals, Inc.

Security Num Shares Value Price $ Transaction Date Ownership Underlying Class Underlying Amount
Common Stock 56.8M $74.2M $1.31 Oct 21, 2025 Direct
Pre-Funded Warrants (Right to Buy) 2.7M Oct 16, 2025 Direct Common Stock
Series D Non-Voting Convertible Preferred Stock 221K Oct 16, 2025 Direct Common Stock
Series E Non-Voting Convertible Preferred Stock 134K Oct 16, 2025 Direct Common Stock

Transactions reported by R01 Fund LP for NovaBay Pharmaceuticals, Inc.

Sym Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.