AXT INC - Common Stock, par value $0.001 per share (AXTI)

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Equity / Common Stock, par value $0.001 per share
Shares outstanding
45,811,594
Total 13F shares
11,851,555
Share change
+91,179
Total reported value
$28,910,000
Price per share
$2.44
Number of holders
40
Value change
+$240,782
Number of buys
19
Number of sells
12

Institutional Holders of AXT INC - Common Stock, par value $0.001 per share (AXTI) as of Q3 2014

As of 30 Sep 2014, AXT INC - Common Stock, par value $0.001 per share (AXTI) was held by 40 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,851,555 shares. The largest 10 holders included ROYCE & ASSOCIATES LLC, PERRITT CAPITAL MANAGEMENT INC, DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, BlackRock Institutional Trust Company, N.A., Adirondack Research & Management Inc., PRINCETON CAPITAL MANAGEMENT INC, Pacific Ridge Capital Partners, LLC, Ancora Advisors, LLC, and DAVIDSON D A & CO. This page lists 40 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.