AXT INC - Common Stock, par value $0.001 per share (AXTI)

Historical Holders from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock, par value $0.001 per share
Symbol
AXTI on Nasdaq
Shares outstanding
45,811,594
Price per share
$16.35
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
11,811,751
Total reported value
$53,034,860
% of total 13F portfolios
0%
Share change
+469,125
Value change
+$2,940,627
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
65
Price from insider filings
$14.84
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of AXT INC - Common Stock, par value $0.001 per share (AXTI) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Cleveland Capital Management, L.L.C. 6.9% $4,172,520 3,161,000 Wade Massad 31 Mar 2025
VANGUARD GROUP INC 5% $2,997,585 2,270,898 The Vanguard Group 31 Mar 2025
As of 30 Sep 2025, AXT INC - Common Stock, par value $0.001 per share (AXTI) has 65 institutional shareholders filing 13F forms. They hold 11,811,751 shares. of 45,811,594 outstanding shares (26%) .

Top 25 institutional shareholders own 24% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
VANGUARD GROUP INC 4.8% 2,202,871 -3% 0% $9,890,891
Pacific Ridge Capital Partners, LLC 3.9% 1,793,797 -2.3% 1.8% $8,054,149
First Beijing Investment Ltd 3.8% 1,730,156 0% 0.3% $7,768,400
WHITE PINE CAPITAL LLC 1.6% 719,829 -16% 0.93% $3,232,031
BlackRock, Inc. 1.5% 696,761 +1.2% 0% $3,128,457
MORGAN STANLEY 1.3% 615,899 -2.2% 0% $2,765,386
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.1% 503,638 +543% 0% $2,261,335
GEODE CAPITAL MANAGEMENT, LLC 0.98% 447,698 +0.33% 0% $2,010,970
CITADEL ADVISORS LLC 0.89% 405,978 +557% 0% $1,822,841
NEEDHAM INVESTMENT MANAGEMENT LLC 0.72% 330,900 -16% 0.1% $1,485,741
GSA CAPITAL PARTNERS LLP 0.48% 218,873 -55% 0.08% $983,000
Qube Research & Technologies Ltd 0.45% 205,822 +40% 0% $924,141
STATE STREET CORP 0.4% 184,215 +21% 0% $827,125
Penn Capital Management Company, LLC 0.35% 162,342 0.06% $728,916
TWO SIGMA INVESTMENTS, LP 0.31% 139,808 -17% 0% $627,738
Destination Wealth Management 0.22% 101,900 0.01% $457,531
BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.2% 93,492 -34% 0.01% $419,779
ROYAL BANK OF CANADA 0.2% 93,450 +11025% 0% $420,000
Keystone Wealth Services, LLC 0.2% 93,400 0% 0.09% $419,366
NORTHERN TRUST CORP 0.19% 87,261 0% 0% $391,802
GOLDMAN SACHS GROUP INC 0.19% 85,102 +33% 0% $382,108
UBS Group AG 0.18% 82,761 -42% 0% $371,597
JANE STREET GROUP, LLC 0.14% 63,949 0% $287,131
Park Edge Advisors, LLC 0.14% 62,500 0% 0.06% $280,625
BANK OF AMERICA CORP /DE/ 0.11% 52,571 +12817% 0% $236,044

Institutional Holders of AXT INC - Common Stock, par value $0.001 per share (AXTI) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q4 614,678 $10,049,986 +$9,023,173 1,635% 3
2025 Q3 11,811,751 $53,034,860 +$2,940,627 449% 65
2025 Q2 11,392,011 $23,776,105 +$440,157 209% 61
2025 Q1 11,451,621 $16,144,114 -$9,999,407 141% 66
2024 Q4 17,193,205 $37,305,319 -$4,764,465 217% 78
2024 Q3 19,177,180 $46,413,019 -$7,866,709 242% 82
2024 Q2 21,892,773 $73,999,045 -$16,774,460 338% 91
2024 Q1 24,853,947 $114,052,956 +$16,338,140 459% 93
2023 Q4 0 $0 -$53,844 0
2023 Q3 241 $1,000 -$6,318,979 414.94% 1
2023 Q2 23,541,010 $80,980,755 -$6,498,899 344% 95
2023 Q1 25,212,650 $100,341,626 +$5,929,531 398% 98
2022 Q4 24,318,095 $106,508,887 -$2,219,151 438% 102
2022 Q3 24,088,658 $161,393,053 +$5,005,972 670% 101
2022 Q2 23,007,192 $134,781,660 +$4,759,401 586.03% 95
2022 Q1 22,749,714 $159,716,969 -$2,521,399 701.96% 87
2021 Q4 22,420,049 $197,346,460 +$899,138 880.99% 89
2021 Q3 22,959,903 $191,105,211 -$24,582,024 833.01% 99
2021 Q2 24,629,908 $270,318,564 -$1,982,257 1,098.01% 100
2021 Q1 24,741,168 $288,480,745 -$153,398 1,165.95% 105
2020 Q4 22,921,795 $219,399,704 -$1,778,657 957.01% 91
2020 Q3 24,867,631 $152,185,601 -$3,100,790 612% 86
2020 Q2 23,880,263 $113,781,399 +$9,063,957 476% 90
2020 Q1 21,940,140 $70,421,112 +$2,508,906 320.96% 70
2019 Q4 23,282,913 $101,213,950 +$5,360,499 435.01% 82
2019 Q3 21,614,544 $76,942,855 -$5,218,827 355.96% 86
2019 Q2 22,934,212 $90,819,413 -$892,749 396.05% 86
2019 Q1 22,801,037 $101,461,288 +$5,499,600 444.99% 81
2018 Q4 21,564,970 $93,803,090 -$2,468,276 434.98% 82
2018 Q3 21,457,202 $153,397,035 -$2,317,801 714.97% 91
2018 Q2 21,779,976 $153,535,303 +$6,306,869 704.94% 87
2018 Q1 20,893,140 $151,073,348 -$11,394,795 724.97% 97
2017 Q4 22,187,861 $193,031,117 -$11,165,684 869.98% 104
2017 Q3 23,478,188 $214,795,233 -$2,024,957 914.91% 92
2017 Q2 23,912,088 $151,830,771 +$21,439,686 634.97% 89
2017 Q1 20,744,147 $120,307,000 +$37,727,891 579.94% 85
2016 Q4 15,505,071 $74,485,000 +$1,523,168 480.03% 72
2016 Q3 14,739,645 $76,453,355 +$5,826,348 518.92% 57
2016 Q2 13,663,094 $43,584,520 +$1,783,979 319% 43
2016 Q1 13,112,737 $32,386,000 -$690,798 246.97% 34
2015 Q4 13,693,913 $34,057,000 -$2,117,115 248% 31
2015 Q3 14,657,851 $28,141,000 +$2,090,786 192% 34
2015 Q2 13,196,276 $33,255,000 +$805,921 251.99% 34
2015 Q1 12,941,141 $34,822,000 +$4,432,421 269.01% 36
2014 Q4 11,576,909 $32,414,000 -$755,138 280% 45
2014 Q3 11,851,555 $28,910,000 +$240,782 243.93% 40
2014 Q2 11,760,376 $25,167,724 -$532,424 214% 36
2014 Q1 12,008,028 $26,427,023 -$1,681,569 220% 38