AXT INC - Common Stock, par value $0.001 per share (AXTI)

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / Common Stock, par value $0.001 per share
Shares outstanding
45,811,594
Total 13F shares
15,505,071
Share change
+328,747
Total reported value
$74,485,000
Price per share
$4.80
Number of holders
72
Value change
+$1,523,168
Number of buys
43
Number of sells
21

Institutional Holders of AXT INC - Common Stock, par value $0.001 per share (AXTI) as of Q4 2016

As of 31 Dec 2016, AXT INC - Common Stock, par value $0.001 per share (AXTI) was held by 72 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 15,505,071 shares. The largest 10 holders included DIMENSIONAL FUND ADVISORS LP, PERRITT CAPITAL MANAGEMENT INC, VANGUARD GROUP INC, ARIEL INVESTMENTS, LLC, RENAISSANCE TECHNOLOGIES LLC, BlackRock Institutional Trust Company, N.A., ROYCE & ASSOCIATES LP, EAM Investors, LLC, Pacific Ridge Capital Partners, LLC, and PRINCETON CAPITAL MANAGEMENT INC. This page lists 72 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.